Can psychological models bridge the gap between clinical guidelines and clinicians' behaviour? A randomised controlled trial of an intervention to influence dentists' intention to implement evidence-based practice

Can psychological models bridge the gap between clinical guidelines and clinicians' behaviour? A randomised controlled trial of an intervention to influence dentists' intention to implement evidence-based practice

Play all audios:

Loading...

KEY POINTS * Systematic reviews of guideline implementation trials have shown that increasing knowledge and skills through audit or education is generally insufficient to achieve significant


changes in clinical practice. * Since guidelines often require clinicians to change their behaviour, basing the design of implementation interventions on psychological models of behaviour


change may be an effective means of improving clinical practice and patient outcomes. * The likelihood of a successful resource-intensive service level trial may also be increased by testing


the influence of the intervention on an outcome representative of evidence-based practice, derived from psychological models, in a modelling experiment. ABSTRACT OBJECTIVE The lag between


publication of evidence for clinical practice and implementation by clinicians may be decades. Research using psychological models demonstrates that changing intention is very important in


changing behaviour. This study examined an intervention (rehearsing alternative actions) to change dentists' intention to implement evidence-based practice (EBP) for third molar (TM)


management. DESIGN Randomised controlled trial / postal. SETTING Primary care. SUBJECTS AND METHODS Dentists were randomly selected from the Scottish Dental Practice Board Register, then


randomly allocated to intervention or control groups, and sent a questionnaire. The intervention group listed management alternatives to TM extraction prior to their TM extraction intention,


and the control group did not. Based on psychological models for reducing a behaviour's frequency (EBP is weighted against TM extraction), prior listing of alternatives should decrease


extraction intention. MAIN OUTCOME MEASURE Intention to extract TMs. RESULTS A total of 99 dentists — 70 Males, 29 Females; mean age = 41.42 years (SD = 8.62) participated in the study. The


intervention significantly influenced intention to extract TMs, as desired. Despite similar background and knowledge of management alternatives, participants in the intervention group had


significantly lower intention to extract: control group mean (SD) = 0.39 (1.99); intervention group mean (SD) = −0.78 (1.89); mean difference (SE) = 1.17 (0.42); 95% confidence interval for


the difference = 0.34 to 1.99. CONCLUSION Results suggest this intervention, which successfully influenced a proximal predictor of behaviour pertinent to dental EBP, may result in improved


EBP in a service-level trial. Basing implementation interventions and trial methodology on psychological models may effectively bridge the gap between clinical guidelines and practice. You


have full access to this article via your institution. Download PDF SIMILAR CONTENT BEING VIEWED BY OTHERS BARRIERS TO AND FACILITATORS FOR ATTENDING DENTAL CARE APPOINTMENTS AMONG ADULTS IN


LOW- AND MIDDLE-INCOME COUNTRIES: A SCOPING REVIEW Article 12 May 2025 A FEASIBILITY AND ACCEPTABILITY STUDY OF AN E-TRAINING INTERVENTION TO FACILITATE HEALTH BEHAVIOUR CHANGE


CONVERSATIONS IN DENTAL CARE SETTINGS Article 11 March 2021 DENTISTS' AWARENESS AND KNOWLEDGE OF EVIDENCE- BASED DENTISTRY PRINCIPLES, METHODS AND PRACTICES: A SYSTEMATIC REVIEW Article


22 September 2022 INTRODUCTION Variation in clinical practice is an important source of variance in health outcomes.1 The purpose of clinical guidelines is to improve patient outcomes by


limiting inappropriate variation by outlining evidence-based practice (EBP).2,3 This evidence-based approach to care will have an increasing impact on everyday dental practice as more


guidelines are introduced. However, it is well-documented (and lamented) that the publication of evidence relating to clinical practice, either as individual studies or as guidelines, does


not automatically result in implementation by clinicians.4,5 The lag between the provision of evidence and its implementation by clinicians may be decades. There have been over 240


controlled trials of interventions to influence the behaviour of health professionals. Implementation interventions tend to be aimed at increasing knowledge or skills and include approaches


involving the dissemination of guidelines and educational materials, small group education, courses, and audit and feedback. However, systematic reviews of such interventions have shown that


increasing knowledge and skills is usually insufficient to achieve changes in clinical behaviour.6,7,8,9,10 Yet, expensive implementation interventions continue to be developed and trialled


using this unsuccessful paradigm. There is a need both for more effective methods of designing implementation interventions and for more efficient trial methods Although implementing


guidelines often requires clinicians to change their behaviour, there is little evidence that psychological models of behaviour change have been applied to the design of implementation


interventions; yet, these models have been successfully used to predict variation in many different behaviours in many different populations.11,12 They provide a framework showing


relationships between psychological variables such as beliefs, attitudes and intentions, and behaviour. These models have also been used to design interventions which have been successful in


changing behaviour in many different populations.13 One aim of this study was to explore the feasibility of applying psychological models to the design of interventions relating to the


implementation of EBP, which has yet to be determined. In addition to enlightening the design of implementation interventions, psychological models may also inform implementation trial


methodology. Currently the main means of testing the success of implementation interventions in different populations is in resource intensive service-level trials. Psychological theories


model relationships between cognitive variables and behaviour. They therefore identify variables that are proximal predictors of behaviour. Thus, the likelihood of a successful trial may be


considerably increased by first examining the effect of interventions on a proximal predictor of behaviour in a modelling experiment. It is reasonable to expect that an intervention which


influences a proxy outcome will be more likely to influence behaviour in a full trial than an intervention which does not. An example of a proximal predictor of behaviour is intention. While


not everyone who intends to perform a behaviour will do so, research using psychological models (particularly the Theory of Planned Behaviour) provides ample evidence that intention to


perform a behaviour is nevertheless one of the best predictors of actually performing it.14,15 It would be expected that an implementation intervention which successfully influences


behavioural intention in a modelling experiment would be more likely to change evidence-based practice in a full trial than one which did not. The Scottish Intercollegiate Guidelines Network


(SIGN) has recently published evidence-based guidelines relating to the care and management of third molars.16 The guideline evidence supports the overall reduction of third molar


extractions. An implementation intervention relating to the management of third molars would therefore be required to reduce this behaviour. Based on the psychology literature, the


likelihood of a successful implementation trial would be increased if it employs an intervention that reduces dentists' intention to perform third molar extractions. Research using


psychological models provides guidance on designing an intention-behaviour intervention. Gollwitzer, Orbell, Sheeran and their colleagues have demonstrated that the likelihood of performing


a behaviour can be increased by planning when you intend to perform it.17,18,19 Behavioural approaches point to the need to develop alternative behaviours as the most effective method of


eliminating a behaviour.20 We therefore sought to reduce dentists' intention to extract third molars by having them plan alternative behaviours to extracting third molars. METHOD This


was a randomized controlled trial. A preliminary power analysis suggested that a minimum sample of 102 dentists be recruited (across 3 groups: 1 intervention, 2 control subgroups) were


required to detect an effect size of 0.40, alpha = 0.05, power = 0.95 (Faul & Erdfelder's (1992) Gpower program). Approximately 6 months following the postal distribution of


guidelines on the management of third molars to all Scottish dentists, 205 dentists were randomly selected from the Scottish Dental Practice Board List and allocated to a control or


intervention group using a random number generator from SPSS. Figure 1 illustrates the trial profile. Each group was mailed a questionnaire that asked participants to describe their


background (post-graduate qualifications; number of years they have been in clinical practice) and their third molar-related experience (number of third molar patients seen in the previous


year and month; number of third molar extractions personally performed in these periods). All questionnaires included a general knowledge quiz, derived from research findings relating to


third molars. The quiz items covered a wide range of areas, answered on a 3-point scale (correct (score = 1), incorrect (score = 0), not sure (score = 0). Example items are: 'an


asymptomatic third molar should not be removed when it is buried and in close relationship with the inferior dental nerve'; 'dentigerous cyst formation is rare in association with


third molars'. Although background variables (demographic, third molar experience and general knowledge) were not expected to be influenced by the intervention, the information was


collected to establish any baseline group differences, since these variables may possibly influence third molar management or the effectiveness of the intervention. The main outcome measure


was intention to extract third molars. This was measured with three questionnaire items. Two items were concerned with the dentists' intention to personally extract third molars:


'of all the patients you see in the next month who require a third molar extraction, approximately how many do you intend to perform?' answered on a 4-point scale (none / some /


most / all); 'how likely is it that you will extract a third molar within the next month?' answered on a 7-point scale (unlikely/likely); and one item concerned with following the


SIGN guidelines (which support doing less third molar extractions): 'do you intend to follow the third molar guidelines?' answered on a 7-point scale (do / do not). Since the items


were answered on different scales, answers were converted to z scores to ensure equal weighting, and then summed to create a single intention total with higher scores reflecting greater


intention to extract third molars. INTERVENTION The intervention involved asking participants to develop an alternative behaviour plan using an open question: 'if a patient reports to


you with third-molar related pain and swelling, what alternative treatments to extraction would you consider?' Participants allocated to the intervention group were sent a questionnaire


that asked this item prior to the intention items. According to the psychology models, this would have the effect of bringing to mind possible methods of treating third molar problems other


than extraction before the formulation of an intention to extract. Having alternative behaviours in mind should thereby inhibit this formulation. In order to ascertain that groups were


equivalent in their specific knowledge (ie management alternatives to third molar extraction), a random sample of participants in the control group were sent a questionnaire which put this


item after the intention items and the rest of the control group were sent a questionnaire which did not have this item at all (subgroups A and B, respectively). The questionnaires for


participants in all groups were identical except for the placement of this single item. RESULTS Data were analysed using SPSSPC.21 Group differences were investigated using Chi-square,


_t_-tests and ANOVA (GLM). Relationships between variables were examined using regression analyses. PARTICIPANTS Ninety-nine dentists agreed to participate in the study by returning the


questionnaires: 70 males and 29 females, with mean age = 41.42 years (SD = 8.62 years). Nineteen had been qualified less than 10 years, 20/99 had been qualified between 11 and 15 years,


36/99 had been qualified between 16 and 24 years, and 23/99 had been qualified over 25 years. Nineteen had a post-graduate qualification. Participants had seen, on average, 19 third molar


patients in the previous year (ranging from 0 to 120) and two patients in the previous month (ranging from 0 to 15), and personally performed 12 third molar extractions in the previous year


(ranging from 0 to 75) and 1 in the previous month (ranging from 0 to 13). The mean score on the general third molar knowledge quiz was 65% (11 out of 17 items; ranging from 0/17 to 15/17)


(Cronbach alpha = 0.43). For the intervention item, the mean number of treatment alternatives to third molar extraction was 3. The treatment options listed were: antibiotics (51 / 99),


mouthwash (30 / 99), oral hygiene instruction (22 / 99), periodontal therapy (21 / 99), operculectomy (17 / 99), monitoring (13 / 99), removal of an opposing third molar (13 / 99), pain


relief (11 / 99), grinding (10 / 99), restoration (3 / 99), and removal of a second molar (3 / 99). In order to ascertain, as far as possible, the comparability of respondents and


non-respondents, information about non-respondents was sought from the Scottish Dental Register. There were no significant differences between the respondents and non-respondents in either


gender (χ2 (1, 206) = 0.06, p = 0.88) or years qualified (_t_ (1, 196) = 1.44, p = 0.15). We were also able to compare the background data of our participants with an independent random


sample of Scottish dentists who participated in a study investigating the influence of audit and feedback and computer-assisted learning on third molar management.22 There were no


significant differences (at p<0.05) between participants in this study and participants in the independent study in background variables (age: _t_ (1, 140) = −0.63, p = 0.53; gender: χ2


(1, 150) = 1.64, p = 0.24; years qualified: _t_ (1, 147) = −1.11, p = 0.27, or third molar-related experience (patients seen in the previous year: _t_ (1, 127) = −1.29, p = 0.20; or third


molar extractions performed in the previous year: _t_ (1, 129) = −1.07, p = 0.29). EQUIVALENCE OF GROUPS There were no significant differences (at p<0.05) between the control subgroups in


any variable (return rate, background, independent or dependent) and so the subgroups were combined into a single control group for all reported analyses (control group N=66, intervention


group N=33). There was no significant difference in number of returned questionnaires by group (proportion returned: intervention group = 0.485, control group = 0.481; z = 0.054 ie <


1.96). There were no significant differences between the intervention and control groups in any background variable (age: _t_ (1, 89) = 1.63, p = 0.11; gender: χ2 (1, 98) = 2.38, p = 0.30;


years qualified: _t_ (1, 96) = 1.13, p = 0.26), third molar-related experience (patients seen last year: _t_ (1, 88) = −0.06, p = 0.95; extractions performed last year: _t_ (1, 87) = −0.29,


p = 0.77; patients seen last month: _t_ (1, 87) = 0.43, p = 0.67; extractions performed last month: _t_ (1, 85) = −0.47, p = 0.64), general third molar-related knowledge (_t_ (1, 97) =


−1.06, p = 0.29), or in the number of alternative treatment options listed (_t_ (1, 61) = −1.49, p = 0.15). EFFECT OF THE INTERVENTION ON INTENTION The intervention was successful in


influencing intention to extract third molars. Dentists in the intervention group had significantly lower intention to extract than dentists in the control group: control group mean = 0.39


(SD = 1.99); intervention group mean = −0.78 (SD =1.89); mean difference = 1.17 (SE = 0.42); 95% confidence interval for the difference = 0.34 to 1.99. _POST HOC_ ANALYSES The measure of


intention had quite low internal reliability (Cronbach alpha = 0.40). _Post hoc_ analyses were performed, exploring the effect of the intervention on each of the three intention items. The


pattern was the same for each item as for the overall measure, in that the intervention group scored lower than the control group on each intention item, although, the difference between the


groups was significant (at p<0.05) for only one of the three items (see Table 1). Although there were no significant differences between the control and intervention groups in regard to


background factors, these factors may still influence the effects of the intervention on dentists' intention to extract third molars. A multiple linear regression analysis was performed


to investigate this possibility. However, only group (intervention and control) significantly contributed to the regression equation (at p<.05 level) predicting intention to extract (See


Table 2). DISCUSSION Research using psychological models provides evidence that suggests that intention to perform a behaviour is the most reliable predictor of implementing that behaviour.


Guideline implementation interventions that do not influence intention to implement EBP are therefore unlikely to influence clinical practice. In this trial we used psychological models to


develop an intervention, which successfully influenced the intention of dentists to implement third molar EBP in the desired direction. As predicted by behavioural models, planning for


alternative behaviours had the effect of reducing intention to perform a specific behaviour incompatible with EBP. It should be particularly noted that our intention intervention did not add


information, unlike other guideline implementation interventions. All participants had received the guidelines before taking part in the study. Participants in the intervention and the


control groups were able to demonstrate an equal amount of general knowledge relating to EBP. They were also equally familiar with knowledge relating to possible clinical alternatives to


extraction. It was therefore neither the existence of guidelines nor level of knowledge that influenced clinician's intention to implement EBP. This finding may help to explain the


general lag in the implementation of EBP and the lack of success of interventions based on educational approaches. Information and knowledge _per se_ are just not enough to motivate EBP. A


limitation of the present study was the return rate, which was just under 50%. There was no offer of recompense for participating in this study, which suggests that dentists who did respond


were quite motivated. It is possible that a degree of motivation may be required for the success of this particular intervention. There also may be some concern over how representative the


participants in the study were of dentists in Scotland. Nevertheless, there was no significant difference in the return rate between the intervention and control groups. There were also no


significant differences in gender or years registered between respondents and non-respondents, or between the background of participants and an independent sample of Scottish dentists. There


is therefore no reason to believe that the response rate or the background of our particular sample of dentists biased the results. CONCLUSION This study examined the effects of an


implementation intervention in the form of modelling experiment. The results of this study demonstrate the effectiveness of a theoretically based intervention. The study also complements and


extends current findings on implementation interventions in dental practice. It suggests interventions be tested on a proxy outcome for behaviour, derived from theoretical models, as a


possible means of increasing the likelihood of success of service-level trials. While caution is warranted in making generalizations about the effect on EBP, the evidence suggests this


intervention, which successfully influenced a proximal predictor of behaviour pertinent to dental EBP, would be worth investigating in a service-level trial to increase dental EBP. Applying


psychological models to the implementation of dental EBP does not mean ignoring the necessity of educating clinicians in prerequisite knowledge or skills. However, there is ample evidence


showing that information transfer is simply not enough to implement changes in clinicians' behaviour. We therefore need to take advantage of research using psychological models


specifically directed at behaviour change. These models offer a means of identifying possible target variables, both dependent and independent, for guideline implementation interventions.


Designing interventions based on these models also means that the methodology relating to the intervention design can be replicated. However, using psychological models requires a paradigm


shift in guideline implementation studies. The implementation of EBP needs to be conceptualized as behaviour, rather than as ignorance or negligence. Basing implementation interventions on


psychological models may be an effective way to bridge the gap between clinical guidelines and clinicians' behaviour. REFERENCES * Marteau TM, Johnston M . Health professionals: a


source of variance in health outcomes. _Psychol Health_ 1990; 5: 47–58. Article  Google Scholar  * Woolf SH, Grol R, Hutchinson A, Eccles M, Grimshaw J . The potential benefits, limitations,


and harms of clinical guidelines. _Br Med J_ 1999; 318: 527–530. Article  Google Scholar  * Eccles M, Grimshaw J . (Eds) _Clinical Guidelines: from conception to use_. Oxford: Radcliffe


Press, 2000. Google Scholar  * Petrie JC, Grimshaw JM, Bryson A . The Scottish Intercollegiate Guidelines Network Initiative (SIGN): getting validated guidelines into local practice. _Health


Bull_ 1995; 53: 345–348. Google Scholar  * Oxman AD, Thomson MA, Davis DA, et al. No magic bullets: A systematic review of 102 trials of interventions to improve professional practice. _Can


Med Assoc J_ 1995; 153: 1423–1431. Google Scholar  * Cranney M, Warren E, Barton S, Gardner K, Wallsy T . Why do GPs not implement evidence-based guidelines? A descriptive study. _Fam


Pract_ 2001; 18: 359–363. Article  PubMed  Google Scholar  * Grimshaw JM, Shirran L, Thomas R, Mowatt G, Fraser C, Bero L, et al. Changing provider behaviour – an overview of systematic


reviews of interventions. _Med Care_ 2001; 39: 112–1145. Article  Google Scholar  * McGlone P, Watt R, Sheiham A . Evidence-based dentistry: An overview of the challenges in changing


clinical practice. _Br Dent J_ 2001; 190: 636–639. Article  PubMed  Google Scholar  * Wensing M, Van der Weijden T, Grol R . Implementing guidelines and innovations in general practice:


which interventions are effective? _Br J Gen Pract_ 1998; 48: 991–997. PubMed  PubMed Central  Google Scholar  * Freemantle N, Harvey EL, Wolf F, Grimshaw JM, Grilli R, Bero LA . _Printed


educational materials: Effects on professional practice and health care outcomes_ (Cochrane Review). In: _The Cochrane Library, 3_. Oxford: Update Software, 2001. Google Scholar  * Norman P,


Conner MT . The role of social cognition models in predicting attendance at health checks. _Psychol Health_ 1993; 8: 447–462. Article  Google Scholar  * Hounsa AM, Godin G, Alihonou E,


Valois P . An application of Ajzen's theory of planned behaviour to predict mothers' intention to use oral rehydration therapy in a rural area of Benin. _Soc Sci Med_ 1993; 37:


253–261. Article  PubMed  Google Scholar  * Conner M, Norman P . (Eds). _Predicting health behaviour_, Buckingham: Open University Press, 1996. Google Scholar  * Ajzen I . The theory of


planned behaviour. Organizational behaviour and human decision processes 1991; 50: 179–211. * Randall DM, Wolff JA . The time-interval in the intention-behaviour relationship: Meta-analysis.


_Br J Soc Psychol_ 1994; 33: 405–418. Article  Google Scholar  * SIGN. _Management of unerupted and impacted third molar teeth, Guideline 43_. Royal College of Physicians, Edinburgh, 2000.


* Gollwitzer PM, Brandstatter V . Implementation intentions and effective goal pursuit. _J Pers Soc Psychol_ 1997; 73: 186–199. Article  Google Scholar  * Orbell S, Hodgkins S, Sheeran P .


Implementation intentions and the theory of planned behaviour. _Pers Soc Psychol Bull_ 1997; 23: 945–954. Article  PubMed  Google Scholar  * Sheeran P, Orbell S . Inclined abstainers: a


problem for predicting health-related behaviour. _Br J Soc Psychol_ (In press). * Gambrill E . _Handbook of assessment, intervention, and evaluation_. London: Jossey-Bass, 1977. Google


Scholar  * Norusis MJ . _SPSS for Windows. Base System User's Guide, Release 5.0_. Chicago: SPSS Inc. Marketing Department, 1992. Google Scholar  * Pitts NB, Deery C, Rennie J, McIntosh


E, Donaldson C, Ricketts I, Rowe G, Johnston M, Nugent Z . _Effective practice? A randomised controlled trial of dissemination and implementation strategies for guidelines for the


appropriate extraction of third molar teeth_. NHS R&D Report, Ref. R2–64 (2001). Google Scholar  Download references ACKNOWLEDGEMENTS The authors would like to thank everyone involved in


the study, particularly the participating dentists, Marilyn Laird, and Louise Cardno. This project was financed by the NHS R&D program. AUTHOR INFORMATION AUTHORS AND AFFILIATIONS *


Research Fellow, School of Psychology, University of St Andrews, D Bonetti * Professor of Psychology, School of Psychology, University of St Andrews, M Johnston * Director, Dental Health


Services Research Unit; Dundee Dental Hospital, N B Pitts * Dundee Dental Hospital, N B Pitts * Consultant in Paediatric Dentistry / Honorary Senior Lecturer in Paediatric Dentistry,


Department of Paediatric Dentistry, Edinburgh Dental Institute, C Deery * Professor of Assistive Systems and Healthcare Computing, University of Dundee, Perth Road, Dundee I Ricketts *


Clinical Research Fellow, Dental Health Services Research Unit; Dundee Dental Hospital, M Bahrami * Dundee Dental Hospital, M Bahrami * Research Assistant, Department of Applied Computing,


University of Dundee, Perth Road, Dundee C Ramsay * Researcher, Dental Health Services Research Unit; Dundee Dental Hospital, J Johnston * Dundee Dental Hospital, J Johnston Authors * D


Bonetti View author publications You can also search for this author inPubMed Google Scholar * M Johnston View author publications You can also search for this author inPubMed Google Scholar


* N B Pitts View author publications You can also search for this author inPubMed Google Scholar * C Deery View author publications You can also search for this author inPubMed Google


Scholar * I Ricketts View author publications You can also search for this author inPubMed Google Scholar * M Bahrami View author publications You can also search for this author inPubMed 


Google Scholar * C Ramsay View author publications You can also search for this author inPubMed Google Scholar * J Johnston View author publications You can also search for this author


inPubMed Google Scholar CORRESPONDING AUTHOR Correspondence to D Bonetti. RIGHTS AND PERMISSIONS Reprints and permissions ABOUT THIS ARTICLE CITE THIS ARTICLE Bonetti, D., Johnston, M.,


Pitts, N. _et al._ Can psychological models bridge the gap between clinical guidelines and clinicians' behaviour? A randomised controlled trial of an intervention to influence


dentists' intention to implement evidence-based practice. _Br Dent J_ 195, 403–407 (2003). https://doi.org/10.1038/sj.bdj.4810565 Download citation * Received: 11 March 2002 * Accepted:


14 January 2003 * Published: 11 October 2003 * Issue Date: 11 October 2003 * DOI: https://doi.org/10.1038/sj.bdj.4810565 SHARE THIS ARTICLE Anyone you share the following link with will be


able to read this content: Get shareable link Sorry, a shareable link is not currently available for this article. Copy to clipboard Provided by the Springer Nature SharedIt content-sharing


initiative