Global research challenges and opportunities for mental health and substance-use disorders

Global research challenges and opportunities for mental health and substance-use disorders

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ABSTRACT The research agenda for global mental health and substance-use disorders has been largely driven by the exigencies of high health burdens and associated unmet needs in low- and


middle-income countries. Implementation research focused on context-driven adaptation and innovation in service delivery has begun to yield promising results that are improving the quality


of, and access to, care in low-resource settings. Importantly, these efforts have also resulted in the development and augmentation of local, in-country research capacities. Given the


complex interplay between mental health and substance-use disorders, medical conditions, and biological and social vulnerabilities, a revitalized research agenda must encompass both local


variation and global commonalities in the impact of adversities, multi-morbidities and their consequences across the life course. We recommend priorities for research — as well as guiding


principles for context-driven, intersectoral, integrative approaches — that will advance knowledge and answer the most pressing local and global mental health questions and needs, while also


promoting a health equity agenda and extending the quality, reach and impact of scientific enquiry. _This article has not been written or reviewed by _Nature_ editors. _Nature_ accepts no


responsibility for the accuracy of the information provided._ MAIN The global mental health landscape has transformed over the past 25 years because of the higher visibility of the burden of


mental health and substance-use disorders1. These disorders comprise 7.4% of global disability-adjusted life years (DALYs) and 22.7% of global years lived with disability (YLDs)2


(Supplementary Information)3. The main contributors worldwide are depression and dysthymia (9.6% of all YLDs); anxiety (3.5% of all YLDs); and schizophrenia, substance-use disorders and


bipolar disorder (just over 2% of all YLDs). Alcohol and substance-use disorders come in second for most of the developing world, more so for southern Africa (drug use) and Eastern Europe


(alcohol)2. The burden of mental health and substance-use disorders is predicted to increase worldwide in coming decades, and the steepest rise can be expected in low- and middle-income


countries (LMICs) as a result of rising life expectancy, population growth and under-resourced health care4. For example, simulation models predict a 130% increase in associated health


burden of alcohol and substance misuse in sub-Saharan Africa by 2050 as a result of population growth and ageing5. As substantial as they are, conventional health metrics do not capture


additional social burdens attached to living with mental illness. Untreated mental health disorders are associated with a high economic burden6. Furthermore, pervasive stigma and human


rights violations compound the suffering associated with these disorders and exacerbate social vulnerabilities7,8,9. As the health, social, economic and human costs of mental and


substance-use disorders become increasingly better documented, political will and multilateral commitments to scale up mental health care in LMICs have grown. The World Health Organization


has introduced a series of policy initiatives that articulate both high-level aspirations and pragmatic guidance for mental health and substance-use services delivery in LMICs. The most


recent, the Global Mental Health Action Plan 2013–2020, challenges member states, partners and the Secretariat to collectively meet ambitious goals by the year 2020, including increasing


mental health care coverage by 20% for severe mental health illness and reducing national suicide rates by 10% (ref. 10). A consideration of the timeline of these landmark events — including


the roll out of a number of key funding and policy initiatives that target the persisting resource gaps — illustrates the substantial momentum in integrating mental health into the broader


global health agenda that has occured over the past few decades (See Supplementary Information). An interactive map, depicting the broad geographical distribution of current, promising


initiatives in global mental health is available at http://www.nimh.nih.gov/about/organization/gmh/global-research-on-mental-health-and-substance-abuse.shtml. Policy and programmatic


initiatives have laid a foundation for strengthened global mental health services by developing an initial consensus scientific agenda that focuses energies and funding on the most crucial


research for building an empirical base. Key funding initiatives have supported research to leverage scarce resources and improve access through task sharing, integration of mental health


care into existing primary health-care infrastructure and enhancement of diagnostic assessment. Increasingly, resources have been allocated to build in-country research capacities and


strengthen collaboration through institutional partnerships11. Complementary graduate-level training programmes in global mental health have also emerged, although mental health specialty


training, as a track, remains relatively under-represented among other global health domains12,13. KEY RESEARCH GAPS AND CHALLENGES The global health burden of mental health disorders is


exacerbated by the growing concurrent problems associated with substance misuse. Substance use and exposure to addictive drugs have chronic and profound effects on neurobehavioural and


neurodevelopmental functions. In LMICs, the socioecology of poverty, malnutrition, political conflicts and poor health systems influence the epidemiology, as well as the adverse outcomes,


that result from substance misuse. Additional challenges associated with co-morbidity stem from its augmentation of clinical burden, through increased risk for relapse, other infectious and


medical complications, and economic hardship and homelessness. In this context, co-morbid substance use and mental illnesses in particular may contribute to increasing health burden. The


prevalence of substance-use disorders has escalated in recent decades, reaching 5.4% of the total disease burden and 9.1% when tobacco use is included14. Individuals with substance-use


disorders are also likely to have other mental health problems, including depression and schizophrenia4,15. Similarly, a large proportion of people with mental illnesses also have


substance-use disorders16,17. Research that investigates the relationship between mental illness and substance-use disorder has yielded mixed findings, with some support for causal


relationships in both directions as well as for shared genetic, environmental, social and cultural risk factors. For example, cannabis use is linked to a risk of developing psychotic


illness18. Conversely, mental illness may increase the risk of substance misuse; individuals may 'self-medicate' with alcohol, tobacco or amphetamines as a means of coping with


distress and negative affects19,20. Some factors, including genetic vulnerabilities, traumatic exposures and stress, may confer risk for both conditions21,22. Diagnosis and treatment of


co-morbid substance misuse and mental health illness remains a significant challenge, particularly in LMICs. The burden of this co-morbidity is further exacerbated by the increased clinical


complexity that stems from resistance to treatment, risk of relapse, vulnerability to other infectious and medical complications, and increased economic hardship and homelessness. The burden


and configuration of risk associated with substance-use disorders and co-morbid mental illness seem to vary across the world (Fig. 1)14. Although alcohol and opioid problems are escalating


in Europe, Africa and Asia, problems associated with amphetamines and cannabis are more prevalent in Asia, North America and Europe. Cocaine use is prevalent in North America and Europe,


whereas misuse of indigenous psychoactive substances is prevalent in other regions, such as the use of khat in parts of Africa and the Middle East and that of coca leaves in South America23.


Notably, existing knowledge gaps may underestimate the impact of substance-use disorders24. The full extent of adverse mental health and social impacts of substance-use disorders such as


alcohol use during pregnancy and fetal alcohol spectrum disorders25 remain incompletely understood. Mental health and substance-use disorders also frequently co-occur with other diseases,


increasing associated morbidity and mortality risk26,27. It is not uncommon for individuals with HIV/AIDS or non-communicable diseases such as hypertension, diabetes and cardiovascular


disease to also have symptoms of depression or anxiety and to use alcohol or other drugs to excess. Attention deficit hyperactivity disorder has been associated with risky sexual behaviours


that can result in transmission of HIV/AIDS. These interdependent illnesses stem from common risk factors, such as childhood adversity; and bidirectional influences, such as poor treatment


adherence28 and increased engagement in risky behaviour29,30,31. Growing awareness of the complex interplay between mental illness and the increasing burden of chronic disease globally has


prompted research that examines the effects of depression on adherence to medical treatments and the effects of integrated care — co-treatment of high blood pressure and depression, for


example — on the outcomes of both of the co-occurring illnesses (see for example refs 32,33,34). A life-course approach to risk reduction that takes into account risks that occur in


childhood and early adulthood, and that promotes a healthy lifestyle, and early recognition and treatment of mental and substance-use disorders is essential to curtail the long-term negative


impacts of many preventable health risks. TREATMENT GAP The proportion of people who need, but do not receive care is especially high in LMICs35,36. The inadequate resourcing of mental


health care in LMICs has been widely documented and critiqued. For example, on average less than 3% of public health resources are allocated to specific mental health care in LMICs, with


even less (around 1%) in Africa and Asia37. Most LMICs have far fewer health-care professionals than they need to deliver mental health and substance-use interventions to everyone who needs


them38,39. Scaling up services will require more than training additional psychiatrists, psychologists and psychiatric nurses, however, strategic leveraging of scarce resources will also be


necessary. In particular, task shifting — delegating health-care tasks from specialists to various non-specialist health professionals and other health workers — has shown promise for


certain mental health and substance-use interventions40,41,42,43. In addition, the integration of mental health services into primary health-care delivery settings through community-based


and task-sharing approaches can both help to reduce burden on carers and improve access and the coordination of care. Mental health services and health-system strengthening, and in


particular, task shifting, as well as organization and ways of delivering community-based mental health services in LMICs should be prioritized for research. There is also a substantial gap


in scientific knowledge for preventing and treating mental health and substance-use disorders. In addition, what is currently known is often not applicable to low-resource regions.


Intervention strategies to address substance-use disorders have improved over recent decades, but have had limited success in achieving total recovery and have limited coverage in LMICs15.


Moreover, resources for providing these interventions are constrained or lacking in most LMICs15,24. Models for improving availability and access to effective mental health care emphasize


the integration of both prevention and treatment services within primary care systems. This has been a core approach taken by the WHO Mental Health Gap Action Program (mhGAP)44,45. Most


published clinical trial data on therapeutics for mental health disorders are based on research conducted in high-income countries46,47,48. In the absence of region-specific empirical data,


deployment of these therapeutic strategies in LMICs is a reasonable pragmatic compromise in the short term when informed by local knowledge, and pending rigorous and systematic evaluation.


Local research on clinical effectiveness of these treatments and implementation research on how to deliver these therapies and scale them up are urgently needed. PRIORITIES FOR ADVANCING THE


GLOBAL MENTAL HEALTH AGENDA Our recommendations build on the strong base of empirical evidence and previous consensus statements and reports that have articulated principles, needs and


priorities that should inform a robust research agenda (Table 1). The predominant focus of global mental health research is currently on health services and implementation research, areas


that align well with efforts to close treatment gaps and that must continue to be strengthened. Whereas we regard these contributions as formative and arguably the most pragmatic and exigent


in the short term, they should not pre-empt a more ambitious scope of scientific inquiry that ranges from basic sciences to health policy. Innovation should encompass much more than


strategies to leverage scarce resources lest the scope of progress in the field be consigned to improving the efficiency of old models of care delivery. Instead, complementary and parallel


lines of context-driven research should also aim to advance the scientific understanding of aetiology, population-specific phenotypic variation in presentation and course, and differential


response to therapeutics through promising avenues in neuroscience, biomarkers, genetics and epigenomics. EPIDEMIOLOGY Epidemiological research is crucial to better understand the


differential risk factors and burden of mental health and substance-use disorders across diverse geographical regions and social contexts. Refinement of approaches to diagnostic assessment


that are both locally valid and relatable to global classification is essential to more effective and efficient case identification, particularly in the hands of non-specialists. Such


advances will generate more accurate estimates of health burdens and salient risk factors on which local health policymakers can draw. In addition, research is needed to better define the


health and social impacts of syndemic mental health disorders, substance-use disorders and medical diseases, as well as to understand how social adversities moderate and mediate risk of


onset, severity and course. Such research will inform optimal strategies for prevention, treatment and follow-up care for individuals with these co-morbidities. BASIC SCIENCE RESEARCH The


research agenda to address the global burden of mental health and substance-use disorders should build on recent advances in the field of basic neuroscience, biomarkers, proteomics, and


genetics and epigenetics. For example, research in the past decade has identified molecular and structural markers connected with mental health and substance-use disorders49. These include


protein alterations in the form of upregulation of a 40-amino acid VGF-derived peptide and the downregulation of apoA1 protein in schizophrenia50. Hormonal and physiological alterations in


stress- and appetite-related neuropeptides have also been pursued in the context of addiction and treatment outcome51,52,53. There has also been significant interest in epigenomics and how


it could advance our understanding and use of biomarkers. Epigenomic modifications affect gene expression, and involve multiple molecular steps, including DNA methylation54. In light of


evidence that indicates a role for epigenetic mechanisms in modifying genes that increase propensity for drug use and mental illness, it is important to develop a means by which this


approach could be harnessed to improve the validity and reliability of diagnostic measures as well as to help to tailor interventions to the individual. Research that considers the diversity


of environmental exposures and gene–environment interactions across different settings can advance the utility of these markers to confirm diagnosis and to predict treatment outcome.


Furthermore, such markers may be useful in identifying those at high risk so that measures can be applied to prevent initial risk or onset, or slow down or prevent progression towards


psychopathology. The use of such approaches should also parallel the development of conceptual models to guide understanding of the complex, multidimensional aetiology of mental health and


substance-use disorders. To that end, global research that focuses on mental health and substance-use disorders should take into account how genetics and exposure to environmental toxins


interact with social, cultural and environmental conditions to moderate the risk of these disorders. HEALTH DELIVERY AND IMPLEMENTATION RESEARCH Four out of the top five research priorities


identified in the grand challenges statement — developed by a consortium of researchers, advocates and clinicians with funding from the US National Institute of Mental Health (NIMH) and the


Global Alliance for Chronic Diseases — fall in the domain of enhancing the quality of, and access to, mental health care55. This call to invest in health services and implementation research


is in response to identified treatment gaps as well as their numerous antecedents, such as weak health systems, shortfalls in human and financial resources, and social structural barriers


to care. There is ample evidence for science-based care and the integration of mental health services into primary health care. However, we still lack crucial knowledge on how best to


disseminate and implement evidence-based mental health interventions in resource-poor contexts, including those characterized by the extreme social adversities associated with political


conflict, displacement and destitution. Future research is therefore necessary to rigorously evaluate and optimize effectiveness of task sharing, integration of mental health into primary


care, and deployment of the mhGAP algorithms at larger scale and across diverse social settings41,56. Key strategies for expanding access to high-quality mental health care in LMICs come


from models that are successful in leveraging scarce resources in other clinical domains. However, challenges unique to care delivery for mental health and substance-use disorders warrant


special attention and innovation. These include how to improve diagnostic assessment and population health surveillance, given the heterogeneous and sometimes opaque presentations of signs


and symptoms across diverse social and cultural contexts57,58; how to address the social and cultural factors, especially stigma, that hinder access to care and may prevent patients with


mental illnesses and substance-use problems from using the resources available for prevention and treatment; how to mitigate social vulnerabilities, such as poverty and gender-based violence


that elevate risk of mental disorders, while building on sociocultural resources that promote coping and resilience; how to develop coordinated approaches to strategic preventive


interventions, monitoring and targeted treatments over the life course and across disorders, given developmental trajectories of mental health and substance-use disorders, and their harmful


symbiosis with other chronic conditions and vulnerabilities; and how to rapidly scale up effective interventions to close the treatment gap in resource constrained environments59,60,61.


Priorities for global mental health research resonate with the global health agenda, with its focus on reducing health burdens62. In this respect, a globalizing framework aimed at developing


approaches that are effective when scaled up and implemented across geographically and socially diverse settings and populations reflect pragmatic goals of responding to pressing needs. We


emphasize, however, that closing the prevailing treatment gaps for mental health and substance-use disorders will also depend on fortifying scientific inquiry so that we can understand the,


sometimes remarkable, local variation in manifestation and course of mental disorders63. TRANSLATIONAL AND HEALTH-POLICY RESEARCH Ensuring that populations receive high-quality care that


improves mental health is the purview of policymakers. Shaping sound public policies that are based on up-to-date research can be challenging, but promising examples exist. An experimental


housing policy called Moving to Opportunity found that moving from a high-poverty to a lower-poverty neighbourhood improved adult physical and mental health and subjective wellbeing over


10–15 years, despite no change in average economic status64. Moving to Opportunity was able to capitalize on the fact that public policy decisions are interconnected — it is not just health


policies that influence mental health, substance use and other public health outcomes, but also economic, housing and criminal justice policies, among others65. Rapid growth in mental health


and substance-use research over the past decade, as well as appeals from researchers and advocates to apply the findings in policy and practice have not yet bridged the divide between what


is known and what is done66,67. The intricacies of ensuring evidence-based health policy are not entirely understood68, but a few effective practices are being used. Advocacy organizations


such as the National Alliance on Mental Illness have become trusted sources of digestible research findings69. Carefully planned links between researchers and decision makers — an approach


increasingly encouraged by funders of mental health and substance-use research — can also be effective69. Such links often involve collaboration among researchers, government agencies,


advocates and provider institutions to synchronize research activities with policies, health-care demands and community priorities, and to engage key stakeholders in the identification of


pressing research questions and the use of study findings. In this way, policymakers have become partners in the research enterprise, helping researchers to understand what information is


needed for developing or updating policies, making investment decisions, expanding access to care, improving care quality and monitoring system-level change over time. The long-term goal is


that these partnerships will mobilize political will, inform policy development, and shed light on the essentials of shaping science-informed mental health and substance-use policies.


Inclusion of mental health as an explicit priority in the post-2015 development agenda (such as that included in the UN Open Working Group on Sustainable Development Goals, 2015;


https://sustainabledevelopment.un.org/content/documents/7891TRANSFORMING%20OUR%20WORLD.pdf) provides an opportunity to mobilize the requisite political will and resources at several levels


so that this ambitious agenda for research and capacity building can be realized. Lessons learned from the positive health impact as a result of Millennium Development Goals 4, 5 and 6


illuminate how multisector and multilevel cohesion of effort and commitments are powerful levers for advancing health in low-resource settings, and an opportunity for the broad community of


stakeholders and advocates to improve care for individuals living with mental health and substance-use disorders. COLLABORATIVE CAPACITY BUILDING New commitments and additional resources


will be needed to rapidly cultivate the in-country research capacity needed to respond to the global disease burden of mental health and substance-use disorders70. The most culturally


sensitive, scientifically and ethically sound, and locally relevant research requires investigators who best understand and live among the populations that they study. Funding initiatives


such as the Fogarty International Center's Global Brain and Nervous System Disorders Across the Lifespan programme (http://www.fic.nih.gov/Programs/Pages/Brain-Disorders.aspx), the


NIMH's Collaborative Hubs for International Research in Mental Health (http://www.nimh.nih.gov/about/organization/gmh/globalhubs/index.shtml) as well as Grand Challenges Canada's


Global Mental Health granting programme (http://www.grandchallenges.ca/grand-challenges/global-mental-health/) that explicitly structure research capacity building into grant requirements,


provide exemplary platforms to test and ultimately to systematize innovative strategies for training, mentorship and building a research culture and other infrastructural support for


research in LMICs. In addition, collaborative capacities to advance the mental health and substance-use research agenda must be developed. Capacity building in knowledge management is also


integral to packaging accrued evidence so that it is accessible to policymakers and mental health technology specialists in LMICs. Platforms for knowledge sharing (for example, the Mental


Health Innovation Network, http://mhinnovation.net/; and GHD Online, http://www.ghdonline.org/) can promote scientific discovery and help to harmonize the mental health and substance-use


disorder research goals, processes and tools, and to catalyse the translational potential of research to policy and programmes71. Moreover, these platforms are needed to build and


consolidate the community of advocates, consumers, investigators, clinicians and policymakers united in their commitment to mitigate the suffering associated with mental health and


substance-use disorders, eliminate their attendant stigma, diminish their social and economic burdens, and erase the social and health disparities perpetuated by poor access to high-quality


mental health care. CONCLUSIONS The formidable and rising health, economic and social burdens associated with mental health and substance-use disorders call for the prioritization of


research that can inform a global response — through the development and enhancement of preventive and therapeutic strategies, health-system strengthening and policymaking — to alleviate


suffering and stem the associated economic and social consequences of unmet needs. Indeed, the potential synergies among breakthroughs in basic neuroscience, epidemiological methods and


implementation science, as well as the mobilization of resources and political will have generated optimism and catalysed a commitment to act among policymakers, advocates and the scientific


community. Although the increase in mental health research initiatives over the past two decades are encouraging for the future challenges remain and patterns of progress have been


inconsistent. We find, for example, that although response to the growing burden of depression in LMICs has led to an increase in the number of studies on effectiveness of treatments,


delivery methods and task shifting to provide access to care for all populations, we do not see this same trajectory of efforts to address substance-use disorders. This occurs with the


background of growing substance-use problems globally. Approaches to address substance-use disorders in LMICs are still limited, fragmented and not well vetted scientifically or culturally.


On an optimistic note, the draft Social Development Goals to be passed by the UN General Assembly in September 2015 recognise mental health as integral to health and mental health is


explicitly included within universal health coverage; in addition, the UN General Assembly will hold a special session on drugs in 2016. These developments have symbolic and substantive


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Dewit, A. Garton, Y. Bodenstein and J. Nguyen at the National Institute of Mental Health for construction of the interactive map. M. A. was supported in part by the following grants:


R01DA016351 and R01DA027232, and a BRAIN R21 grant (R21DA024626). F. B. was supported in part by Grand Challenges Canada Grant GMH 0094-04. We are grateful to B. Good for his insightful


review and suggestions. AUTHOR INFORMATION AUTHORS AND AFFILIATIONS * Makerere University School of Public Health, PO Box 7072, Kampala, Uganda Florence Baingana * Duluth Medical Research


Institute (DMRI), University of Minnesota Medical School, 311-1035 University Drive, Duluth, 55812, Minnesota, USA Mustafa al'Absi * Department of Global Health and Social Medicine,


Harvard Medical School, 641 Huntington Avenue, Boston, 03115, Massachusetts, USA Anne E. Becker * Office for Research on Disparities & Global Mental Health, National Institute of Mental


Health, 6001 Executive Boulevard, Room 7207, Bethesda, 20892, Maryland, USA Beverly Pringle Authors * Florence Baingana View author publications You can also search for this author inPubMed 


Google Scholar * Mustafa al'Absi View author publications You can also search for this author inPubMed Google Scholar * Anne E. Becker View author publications You can also search for


this author inPubMed Google Scholar * Beverly Pringle View author publications You can also search for this author inPubMed Google Scholar CORRESPONDING AUTHOR Correspondence to Florence


Baingana. ETHICS DECLARATIONS COMPETING INTERESTS The authors declare no competing financial interests. Financial support for publication has been provided by the Fogarty International


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opportunities for mental health and substance-use disorders. _Nature_ 527, S172–S177 (2015). https://doi.org/10.1038/nature16032 Download citation * Published: 18 November 2015 * Issue Date:


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