Interaction-driven spontaneous ferromagnetic insulating states with odd chern numbers

Interaction-driven spontaneous ferromagnetic insulating states with odd chern numbers

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ABSTRACT Motivated by recent experimental work on moiré systems in a strong magnetic field, we compute the compressibility as well as the spin correlations and Hofstadter spectrum of spinful


electrons on a honeycomb lattice with Hubbard interactions using the determinantal quantum Monte Carlo method. While the interactions in general preserve quantum and anomalous Hall states,


emergent features arise corresponding to an antiferromagnetic insulator at half-filling and other incompressible states following the Chern sequence ± (2_N_ + 1). These odd integer Chern


states exhibit strong ferromagnetic correlations and arise spontaneously without any external mechanism for breaking the spin-rotation symmetry. Analogs of these magnetic states should be


observable in general interacting quantum Hall systems. In addition, the interacting Hofstadter spectrum is qualitatively similar to the experimental data at intermediate values of the


on-site interaction. SIMILAR CONTENT BEING VIEWED BY OTHERS CLASSICAL MAGNETIC VORTEX LIQUID AND LARGE THERMAL HALL CONDUCTIVITY IN FRUSTRATED MAGNETS WITH BOND-DEPENDENT INTERACTIONS


Article Open access 29 March 2021 OBSERVATION OF PLAQUETTE FLUCTUATIONS IN THE SPIN-1/2 HONEYCOMB LATTICE Article Open access 13 November 2020 EVIDENCE OF FRUSTRATED MAGNETIC INTERACTIONS IN


A WIGNER–MOTT INSULATOR Article 16 January 2023 INTRODUCTION The hallmark of nontrivial topology of filled bands is a quantized Hall conductance, an integer multiple of the quantum of


conductance. The integer is set by the Chern number1. Typically, deviations from integer Chern numbers indicate that electron-electron interactions are important, as in the fractional


quantum Hall effect. However, there are several examples of physical systems in which interactions dominate but the Chern number is still an integer. One such mechanism that involves spin


polarization and its generalizations is quantum Hall ferromagnetism2,3,4,5,6. Moiré systems in a magnetic field provide a second example in which symmetry-broken quantum Hall insulators


appear at high magnetic fields7,8,9,10,11. The extent to which these phenomena are generic beyond graphene-based systems and independent of lattice geometry is unknown. Motivated by these


phenomena, we report here a series of insulating states on the honeycomb and square lattice which are driven by interactions. The series we report has odd integer Chern numbers, ±1, 3, 5, ⋯ 


. An analysis of the spin correlations suggests that the spin rotation symmetry is spontaneously broken resulting in ferromagnetism. Our observations here add intrigue to the mixed role


played by topology and interactions in two-dimensional (2D) materials. Our simulations reveal that explicit single-particle symmetry breaking such as Zeeman splitting is not required and the


full ferromagnetic sequence arises spontaneously in a general bipartite lattice. The evolution of electronic states in a perpendicular magnetic field has a long history. Because a magnetic


field preserves the crystal momentum, the single-particle energy spectrum for non-interacting electrons is easily obtained12,13,14 by replacing the momentum P with P − _e_A/_c_ where A is


the magnetic vector potential, _e_ the electron charge and _c_ the speed of light. In 2D, the resultant Hofstadter14 spectrum adequately describes the evolution of the tight-binding


electronic states as a function of the magnetic flux. Hidden in the wings of the underlying butterfly spectrum are gapped states indexed by Chern numbers which fix1 the quantization of the


Hall conductance. Moiré systems as in the case of magic-angle twisted bilayer graphene (MATBG) offer a new route to engineering gaps in the electronic spectrum through the competition


between band filling and the interaction energy15,16,17,18. As the twist angle controls19 the ratio of the kinetic to the potential energy and leads to a complete quenching of the kinetic


energy at the magic angle, moiré systems in a magnetic field offer the ultimate playground for studying the physics from the interplay between strong correlation and magnetic field. With the


kinetic energy quenched, moiré systems encode the evolution of the Hofstadter spectrum in the presence of strong interactions. This is currently an unsolved non-trivial problem. This


problem is complicated by the fact that the simple replacement of the momentum by P − _e_A/_c_ fails in the presence of interactions because interactions in general mix crystal momenta as in


the case of the Hubbard interaction. Consequently, while theoretical efforts have addressed certain limits of the interacting Hofstadter


problem20,21,22,23,24,25,26,27,28,29,30,31,32,33,34,35,36,37,38,39, no analytical method exists to determine the complete spectrum in a magnetic field in the presence of interactions.


Nonetheless, this is an urgent problem in condensed matter physics given the plethora of experiments on MATBG and related systems that are focused on revealing the low-energy physics


resulting from the interplay between a magnetic field and strong correlation. Theoretically, one has three options: 1) phenomenology, 2) some type of mean-field theory, dynamical32,33 or


otherwise34,35,36,37 or 3) serious numerics which so far have been limited to exact diagonalization38,39 on few-particle systems. We pursue the last option in this paper as no benchmarks


have been established for even the simplest model of interacting electrons on any of the lattices relevant to either MATBG or the transition metal dichalcogenide systems. We focus on spinful


fermions primarily on a honeycomb lattice including only nearest neighbor hopping and Hubbard interactions under an external magnetic field, and perform a determinantal quantum Monte Carlo


(DQMC) simulation for all densities and magnetic fluxes. DQMC is an unbiased and numerically exact method to capture the full quantum fluctuations for correlated systems. In a prior work


with Hubbard interactions, features such as the local compressibility and other thermodynamic quantities were calculated using DQMC as a function of the magnetic flux for the square


lattice27 and no ferromagnetism was reported. We focus here on a honeycomb lattice as it is closer to the underlying geometry of most existing moiré systems. In general, we find that the


interactions preserve the integer quantum and anomalous Hall states of the non-interacting system. However, the interactions do generate an antiferromagnetic insulating state at


half-filling, as expected, and also emergent interaction-driven insulating states in both of the honeycomb and square lattices. The Chern sequence for these states is ±(2_N_ + 1). All such


states exhibit strong ferromagnetic correlations. This represents numerically exact evidence for such interaction-driven states in the full density region based on the Hubbard interaction.


RESULTS NONINTERACTING QUANTUM HALL EFFECTS To begin with, we present the non-interacting charge compressibility _χ_ = ∂〈_n_〉/∂_μ_ in Fig. 1 as a function of magnetic flux and electron


density and compare with the results for the square lattice at _β_ = 20/_t_. In both the square and honeycomb lattices, particle-hole symmetry obtains as both are bipartite and the model


contains only nearest neighbor hopping. The straight lines in Fig. 1 correspond to solutions to the Diophantine equation1 $$\langle n\rangle =r\frac{\phi }{{\phi }_{0}}+s,$$ (1) in which


〈_n_〉 = 〈_N_e〉/_N__c_ (_N__c_ is the number of unit cells), _r_ is an integer given by the inverse slope of the straight lines and _s_ is the offset given by the intercept. _r_ defines the


Chern number. We have chosen to plot the filling from [0, 4] to take into account the spin and sublattice degeneracy in the honeycomb lattice but from [0, 2] for the square lattice in which


only a spin degeneracy exists. Hence, there is only a factor of 2 in translating the densities between the two systems. In both Fig. 1 panels a and b, the Diophantine lines1 starting from


the bottom left (right) corners have _r_ = ±2_N_ (the factor of 2 accounts for spin degeneracy) with _N_ = 1, 2 ⋯ corresponding to spin-unpolarized quantum Hall states, while in only Fig.


1a, the lines that start from half-filling (〈_n_〉 = 2) at zero-field and have _r_ = ± 4(_N_ + 1/2) (the factor of 4 accounts for spin and sub-lattice degeneracy) with _N_ = 0, 1, 2 ⋯ 


indicating the anomalous quantum Hall effect40,41,42. Thus, the honeycomb lattice is more closely aligned to the physics observed in MATBG than is the square lattice. TURNING ON INTERACTIONS


Next, we explore how interactions change this pattern in the honeycomb lattice. We use DQMC to calculate the compressibility, $$\chi =\beta {\chi }_{c}=\frac{\beta


}{N}\mathop{\sum}\limits_{{{{\bf{i}}}},{{{\bf{j}}}}}\left[\langle {n}_{{{{\bf{i}}}}}{n}_{{{{\bf{j}}}}}\rangle -\langle {n}_{{{{\bf{i}}}}}\rangle \langle {n}_{{{{\bf{j}}}}}\rangle \right],$$


(2) in the presence of Hubbard interactions, where _χ__c_ is the charge correlation function. Due to the Fermionic sign problem, we are only able to calculate the compressibility for the


full density and flux region for a system size _N_site = 6 × 6 × 2 with an interaction strength up to _U_/_t_ = 4 and temperature as low as _T_/_t_ = 0.125 (or _β_ = 8_t_−1). In the first


row of Fig. 2, as _U_ increases, the non-interacting lines in the compressibility are softened and a middle vertical line appears as a single-particle gap develops. At the largest _U_/_t_ = 


4, we can still observe the dominant and sub-dominant lines, indicating the resilience of the non-interacting quantum Hall effect against interactions. Note that the lines not merging at


_ϕ_/_ϕ_0 = 0, 0.5 in Fig. 2b, c is due to strong finite size effects (see Supplementary Figs. 1 and 2) and thus disregarded in Fig. 2e, f. Also of note is the emergence of a new feature at


〈_n_〉 = 2 for _U_/_t_ = 4. This corresponds to a dip in the density of states, a precursor to the Mott gap43,44. The second row of these figures corresponds to a simulation at the lower


temperature of _β_ = 20/_t_ for _U_ = 0 and _U_/_t_ = 2. Figure 2d shows a sharpening of the Diophantine features as the temperature is lowered by more than a factor of two to _β_ = 20/_t_.


At _U_/_t_ = 2, the vertical line at 〈_n_〉 = 2 possibly indicates a gap opening for finite field. At this temperature, even for such a modest value of _U_, the suppression of the density of


states is evident and the corresponding insulator is antiferromagnetic (see Supplementary Fig. 6). Also of note is the state indicated by the solid red line in Fig. 2c, e. This line evolves


as a function of the magnetic flux with a slope of unity. Such a state is absent from the non-interacting sequence as it has a Chern number of ±1. Notably this state is visible in the map of


the spin correlation (Fig. 2f), $${\chi }_{s}=\mathop{\sum}\limits_{{{{\bf{r}}}}}S({{{\bf{r}}}})=\frac{1}{N}\mathop{\sum}\limits_{{{{\bf{i}}}},{{{\bf{r}}}}}\langle


{S}_{{{{\bf{i}}}}}^{z}{S}_{{{{\bf{i}}}}+{{{\bf{r}}}}}^{z}\rangle .$$ (3) In fact, the light features in Fig. 2f reveal that these possibly incompressible states all have a markedly enhanced


spin correlation with distinct slopes as a function of magnetic flux and density which differ from those of the non-interacting system even at much lower temperatures (see Supplementary Fig.


4). It is the origin of these states that is the principal focus of this paper. We gain further insight into the possible emergence of incompressible states by taking slices through the


charge correlation, _χ__c_ = _χ_/_β_, at particular values of the magnetic flux. In Fig. 3a–c, we show the charge correlation explicitly at _ϕ_/_ϕ_0 = 11/36, chosen to avoid finite-size


effects (see Supplementary Figs. 1 and 2) for the honeycomb lattice and _ϕ_/_ϕ_0 = 2/9 for the square lattice. For the honeycomb lattice, Fig. 3a, b illustrates that as the temperature is


lowered from _β_ = 8/_t_ to _β_ = 20/_t_, the dual-dip feature for _U_ = 0 in the vicinity of 〈_n_〉 = 2 gives rise to a full quantum Hall state. With the interaction increasing to _U_ = 


4_t_, this dual-dip feature contains a depression precisely at 〈_n_〉 = 2. This is the incompressible Mott gap at 〈_n_〉 = 243,44. Panel Fig. 3c displays the analogous trend for the square


lattice. Away from half-filling, we find several emergent states which have a suppressed charge correlation indicating the possible onset of a gap. The states occur around fillings of 〈_n_〉 


= 11/36 and 11/12. The same is true of their particle-hole equivalents. It is precisely the first of such states that is highlighted in red in Fig. 2e. The analogous states are also present


for the square lattice in Fig. 3c. All such dips in _χ__c_ are enhanced as the interaction strength increases. Further, such behavior persists even as the system size increases (see


Supplementary Fig. 3). To uncover the possible cause of these states, we focus on the spin susceptibility _χ__s_. For _U_ = 0, _χ__c_ = 4_χ__s_. However, the second row of Fig. 3 shows that


whenever the charge correlation exhibits an interaction-driven dip, the spin correlation shows a peaked structure. Figure 3e shows that as the temperature is lowered, the peak of the spin


correlation increases at the fillings where the charge correlation develops a dip. Now we look at the full density- and magnetic-flux-dependent spin correlation _χ__s_ for _U_/_t_ = 2 and


_U_/_t_ = 4 in Fig. 4a and b respectively at their lowest temperatures. Straight lines with inverse slope corresponding to Chern number _C_ = ±1, 3, 5 are plotted and found to be aligned


with the ridges of the spin correlation. We choose one representative point (not the brightest) at each line and study its temperature evolution at different values of _U_, presented in Fig.


4c–e. In all cases, when _U_ = 0, the spin correlation deceases along with temperature. However, for a finite _U_, the spin correlation blows up as the temperature decreases (below a


critical temperature for Fig. 4d and e). The ultimate spin state is revealed from a spatial map of the real-space static spin susceptibility: $$S({{{\bf{r}}}},\omega


=0)=\frac{1}{N}\int\nolimits_{0}^{\beta }\mathop{\sum}\limits_{{{{\bf{i}}}}}\langle {S}_{{{{\bf{i}}}}+{{{\bf{r}}}}}^{z}(\tau ){S}_{{{{\bf{i}}}}}^{z}(0)\rangle d\tau ,$$ (4) presented in Fig.


4f–h, at _U_/_t_ = 2 and the lowest temperature (_β_ = 30/_t_ as circled in Fig. 4c–e respectively). This quantity is more sensitive in detecting fluctuating order at finite temperature


than the zero-time spin correlation45. The color map signifies positive spin correlation across the lattice relative to the site at the origin. Such same-sign correlations are indicative of


ferromagnetism. Figure 4f for a Chen number _C_ = 1 exhibits a strong ferromagnetic susceptibility. Figure 4g with a Chen number _C_ = 3 also displays a clear ferromagnetic pattern. Figure


4h corresponding to Chen number _C_ = 5 reveals an evident tendency towards ferromagnetism at lower _T_, though not fully ferromagnetic as in the other cases. In addition, we also expect the


_C_ = ±1 ferromagnetic states to exist in the middle of Fig. 4a, b (as depicted by the dashed line) with extrapolation to 〈_n_〉 = 2 at zero flux. But limited by the sign problem, we have


not yet been able to investigate low enough temperature to unearth a clear ferromagnetic pattern at these densities. The full picture is now apparent. The charge dips and enhanced spin


correlations, which have no counterpart in the non-interacting system in Fig. 2, correspond to ferromagnetic insulators with odd integer Chern numbers. Both the spin correlations and


magnitude of the charge gap are enhanced as the temperature is lowered. The same trend holds for the square lattice as is evident from Fig. 3c, f. This behavior matches expectations from


quantum Hall ferromagnetism, but here we show that local interactions are sufficient to induce odd Chern integer states on both the honeycomb and square lattices. We are led to the


conclusion that such insulating states are generically present in bipartite lattices with interactions with no need for fine-tuning or single-particle splitting. While there is some


indication of charge ordering (see Supplementary Fig. 5), it is not compelling at this level of study and hence we leave this for a future publication. We finally display the benchmark


calculation of the Hofstadter spectrum as defined by the local density of states, the quantity directly measured experimentally. Our focus in Fig. 5 is at half-filling and _U_/_t_ = 2, 4,


obtained from constructing an analytic continuation with Differential Evolution for Analytic Continuation (DEAC) on the DQMC local Green function. The comparison between DEAC and the


analytical result at _U_ = 0 (see Supplementary Fig. 7) gives us some idea about the resolution of DEAC and offers a guide as to how to interpret the interacting system results. Since there


is no sign problem at half-filling, we are able to conduct the calculation at a low temperature (_β_ = 30/_t_). Panels Fig. 5a, b show how the antiferromagnetic gap comes into full view by


_U_/_t_ = 4 and some hint of it appears already at the modest value of _U_/_t_ = 2 only with finite magnetic field. The gap at _U_/_t_ = 2 is most likely to be of the Slater type46,47


because the interaction strength is only around 1/3 of the bare bandwidth and the insulating state appears at much lower temperature than that required for the formation of antiferromagnetic


correlation. On the other hand, the gap at _U_/_t_ = 4 is closer to a Mott gap because it is established at a much high temperature (shown in Fig. 2c), consistent with previous studies on


the Hubbard model in honeycomb lattice43,44. While the corresponding experimental figure is at variable filling18, which is inaccessible because of the sign problem, the overall features


qualitatively reproduce the experimental results for moderate values of _U_/_t_ = 2. DISCUSSION We have studied here the evolution of the excitation spectrum of a Hubbard-interacting


electron gas in the presence of a strong perpendicular magnetic field on bipartite lattices. We have shown that while the interactions preserve the non-interacting integer quantum and


anomalous Hall states, new states do emerge from the interactions. In addition to the antiferromagnetic gap at half-filling, we have discovered a series of odd-integer Chern insulating


ferromagnetic states which exhibit enhanced positive spin correlations as the temperature is lowered. In light of ferromagnetism as the underlying cause of the insulating states, that the


Chern number is odd is easily understood. Our work suggests ferromagnetism is generic requiring just modest magnetic fields and strong interactions to generate the full sequence of


odd-integer states. Note while the sequence we observe departs from the middle or the edge of the band, an odd-integer sequence emanating from the 〈_n_〉 = 1 or 〈_n_〉 = 3 fillings on the


honeycomb lattice would require spin-orbit coupling in the Hamiltonian, thereby generalizing the utility of this work. METHODS We study the Hofstadter-Hubbard model on a honeycomb lattice,


$$\begin{array}{lll}H=\,-\,t\mathop{\sum}\limits_{\langle {{{\bf{i}}}}{{{\bf{j}}}}\rangle \sigma }\exp (i{\phi }_{{{{\bf{i}}}},{{{\bf{j}}}}}){c}_{{{{\bf{i}}}}\sigma }^{{\dagger}


}{c}_{{{{\bf{j}}}}\sigma }^{{\dagger} }-\mu \mathop{\sum}\limits_{{{{\bf{i}}}},\sigma }{n}_{{{{\bf{i}}}}\sigma }\\\qquad\,\,\,


+\,U\mathop{\sum}\limits_{{{{\bf{i}}}}}({n}_{{{{\bf{i}}}}\uparrow }-\frac{1}{2})({n}_{{{{\bf{i}}}}\downarrow }-\frac{1}{2}),\end{array}$$ (5) where _t_ represents the nearest neighbor


hopping; \({c}_{{{{\bf{i}}}}\sigma }^{{\dagger} }\) (_c_I_σ_) creates (annihilates) an electron with spin _σ_ at site I, _μ_ is the chemical potential, _U_ is the on-site interaction. Due to


the presence of a uniform magnetic field, we use the Peierls substitution12 to introduce the phase through the flux threading, $${\phi }_{{{{\bf{i}}}},{{{\bf{j}}}}}=\frac{2\pi }{{\phi


}_{0}}\int\nolimits_{{r}_{{{{\bf{i}}}}}}^{{r}_{{{{\bf{j}}}}}}{{{\bf{A}}}}\cdot d{{{\bf{l}}}},$$ (6) where _ϕ_0 = _h_/_e_ in the hopping term is a result of the quantized magnetic field and


the integration is over the straight line path from site I to J. We simulate this Hamiltonian Eq. (5) on a finite cluster _N_site = 2_L_2. The honeycomb lattice contains two sub-lattices,


which explains the factor of 2, with lattice constant _a_ = 1 and _L_ the number of site along either lattice basis respectively for each sub-lattice. We adjust the modified periodic


boundary conditions in Ref. 48 to the honeycomb lattice. To obtain a single-value wave function requires the flux quantization condition _ϕ_/_ϕ_0 = _n__f_/_N__c_ with _n__f_ an integer and


_N__c_ = _L_2 the number of unit cells. The symmetric gauge \({{{\bf{A}}}}=(x\hat{y}-y\hat{x})B/2\) is chosen for this calculation. We apply DQMC49,50,51 to this model Eq. (5) and calculate


the compressibility and Green function. The jackknife resampling is used to estimate the standard error of the mean as error bars in DQMC results. With the local Green function, we compute


the local density of states using the recently developed DEAC52. DATA AVAILABILITY The data for this study is available at https://zenodo.org/record/7608167#.Y-AxyezML6g. CODE AVAILABILITY


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(2014). Article  Google Scholar  Download references ACKNOWLEDGEMENTS B.E.F., P.M., P.W.P., and J.Y. acknowledge support for the computation and conception of this project from Quantum


Sensing and Quantum Materials (QSQM), an Energy Frontier Research Center funded by the US Department of Energy (DOE), Office of Science, Basic Energy Sciences (BES), under award no.


DE-SC0021238. E.W.H. was supported by the Gordon and Betty Moore Foundation EPiQS Initiative through the grants GBMF 4305 and GBMF 8691. This work used an analysis of insulating states in


MATBG funded through DMR-2111379 for his work on MATBG. P.M. thanks Nathan Nichols for the help on DEAC simulation. The DQMC calculation of this work used the Advanced Cyberinfrastructure


Coordination Ecosystem: Services & Support (ACCESS) Expanse supercomputer through the research allocation TG-PHY220042, which is supported by National Science Foundation grant number


ACI-154856253. AUTHOR INFORMATION AUTHORS AND AFFILIATIONS * Department of Physics and Institute of Condensed Matter Theory, University of Illinois Urbana-Champaign, Urbana, IL, 61801, USA


Peizhi Mai, Edwin W. Huang & Philip W. Phillips * Department of Applied Physics, Stanford University, Stanford, CA, 94305, USA Jiachen Yu * Geballe Laboratory of Advanced Materials,


Stanford, CA, 94305, USA Jiachen Yu & Benjamin E. Feldman * Department of Physics, Stanford University, Stanford, CA, 94305, USA Benjamin E. Feldman * Stanford Institute for Materials


and Energy Sciences, SLAC National Accelerator Laboratory, Menlo Park, CA, 94025, USA Benjamin E. Feldman Authors * Peizhi Mai View author publications You can also search for this author


inPubMed Google Scholar * Edwin W. Huang View author publications You can also search for this author inPubMed Google Scholar * Jiachen Yu View author publications You can also search for


this author inPubMed Google Scholar * Benjamin E. Feldman View author publications You can also search for this author inPubMed Google Scholar * Philip W. Phillips View author publications


You can also search for this author inPubMed Google Scholar CONTRIBUTIONS E.W.H. and P.M. developed the DQMC code. P.M. carried out the calculations. All authors analyzed the results and


wrote the manuscript. B.E.F. and P.W.P. supervised the project. CORRESPONDING AUTHOR Correspondence to Philip W. Phillips. ETHICS DECLARATIONS COMPETING INTERESTS The authors declare no


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THIS ARTICLE CITE THIS ARTICLE Mai, P., Huang, E.W., Yu, J. _et al._ Interaction-driven spontaneous ferromagnetic insulating states with odd Chern numbers. _npj Quantum Mater._ 8, 14 (2023).


https://doi.org/10.1038/s41535-023-00544-z Download citation * Received: 04 October 2022 * Accepted: 13 February 2023 * Published: 09 March 2023 * DOI:


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