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ABSTRACT Spectroscopic techniques such as Fourier-transform infrared (FTIR) spectroscopy are used to study interactions of light with biological materials. This interaction forms the basis
of many analytical assays used in disease screening/diagnosis, microbiological studies, and forensic/environmental investigations. Advantages of spectrochemical analysis are its low cost,
minimal sample preparation, non-destructive nature and substantially accurate results. However, an urgent need exists for repetition and validation of these methods in large-scale studies
and across different research groups, which would bring the method closer to clinical and/or industrial implementation. For this to succeed, it is important to understand and reduce the
effect of random spectral alterations caused by inter-individual, inter-instrument and/or inter-laboratory variations, such as variations in air humidity and CO2 levels, and aging of
instrument parts. Thus, it is evident that spectral standardization is critical to the widespread adoption of these spectrochemical technologies. By using calibration transfer procedures, in
which the spectral response of a secondary instrument is standardized to resemble the spectral response of a primary instrument, different sources of variation can be normalized into a
single model using computational-based methods, such as direct standardization (DS) and piecewise direct standardization (PDS); therefore, measurements performed under different conditions
can generate the same result, eliminating the need for a full recalibration. Here, we have constructed a protocol for model standardization using different transfer technologies described
for FTIR spectrochemical applications. This is a critical step toward the construction of a practical spectrochemical analysis model for daily routine analysis, where uncertain and random
variations are present. Access through your institution Buy or subscribe This is a preview of subscription content, access via your institution ACCESS OPTIONS Access through your institution
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CONTENT BEING VIEWED BY OTHERS CHEMOMETRIC ANALYSIS IN RAMAN SPECTROSCOPY FROM EXPERIMENTAL DESIGN TO MACHINE LEARNING–BASED MODELING Article 05 November 2021 RSPSSL: A NOVEL HIGH-FIDELITY
RAMAN SPECTRAL PREPROCESSING SCHEME TO ENHANCE BIOMEDICAL APPLICATIONS AND CHEMICAL RESOLUTION VISUALIZATION Article Open access 20 February 2024 STABILITY OF PERSON-SPECIFIC BLOOD-BASED
INFRARED MOLECULAR FINGERPRINTS OPENS UP PROSPECTS FOR HEALTH MONITORING Article Open access 08 March 2021 DATA AVAILABILITY The datasets generated and/or analyzed during the current study
are available from the corresponding authors on reasonable request. SOFTWARE AVAILABILITY Outlier detection algorithm: https://doi.org/10.6084/m9.figshare.7066613.v1 REFERENCES * Baker, M.
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_Nature_ 521, 436–444 (2015). Article CAS PubMed Google Scholar Download references ACKNOWLEDGEMENTS C.L.M.M. thanks Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES) -
Brazil (grant 88881.128982/2016-01) for financial support. The work in the laboratory of F.L.M. was supported in part by The Engineering and Physical Sciences Research Council (EPSRC; grant
nos: EP/K023349/1 and EP/K023373/1). M.P. acknowledges the Rosemere Cancer Foundation for funding. AUTHOR INFORMATION Author notes * These authors contributed equally: Camilo L.M. Morais,
Maria Paraskevaidi. AUTHORS AND AFFILIATIONS * School of Pharmacy and Biomedical Sciences, University of Central Lancashire, Preston, UK Camilo L. M. Morais, Maria Paraskevaidi & Francis
L. Martin * Key Lab of Urban Environment and Health, Institute of Urban Environment, Chinese Academy of Sciences, Xiamen, China Li Cui & Yong-Guan Zhu * Division of Biomedical and Life
Sciences, Faculty of Health and Medicine, Lancaster University, Lancaster, UK Nigel J. Fullwood * Spectroscopy Products Division, Renishaw plc., New Mills, Wotton-under-Edge, UK Martin
Isabelle * Institute of Chemistry, Biological Chemistry and Chemometrics, Federal University of Rio Grande do Norte, Natal, Brazil Kássio M. G. Lima * Department of Obstetrics and
Gynaecology, Lancashire Teaching Hospitals NHS Foundation, Preston, UK Pierre L. Martin-Hirsch * Department of Pathology, University of Illinois at Chicago, Chicago, IL, USA Hari Sreedhar
& Michael J. Walsh * Institute of Astronomy, Geophysics and Atmospheric Sciences, University of São Paulo, São Paulo, Brazil Júlio Trevisan * School of Environment, Tsinghua University,
Beijing, China Dayi Zhang Authors * Camilo L. M. Morais View author publications You can also search for this author inPubMed Google Scholar * Maria Paraskevaidi View author publications You
can also search for this author inPubMed Google Scholar * Li Cui View author publications You can also search for this author inPubMed Google Scholar * Nigel J. Fullwood View author
publications You can also search for this author inPubMed Google Scholar * Martin Isabelle View author publications You can also search for this author inPubMed Google Scholar * Kássio M. G.
Lima View author publications You can also search for this author inPubMed Google Scholar * Pierre L. Martin-Hirsch View author publications You can also search for this author inPubMed
Google Scholar * Hari Sreedhar View author publications You can also search for this author inPubMed Google Scholar * Júlio Trevisan View author publications You can also search for this
author inPubMed Google Scholar * Michael J. Walsh View author publications You can also search for this author inPubMed Google Scholar * Dayi Zhang View author publications You can also
search for this author inPubMed Google Scholar * Yong-Guan Zhu View author publications You can also search for this author inPubMed Google Scholar * Francis L. Martin View author
publications You can also search for this author inPubMed Google Scholar CONTRIBUTIONS F.L.M. is the principal investigator who conceived and developed the idea for the article; C.L.M.M. and
M.P. wrote the manuscript. L.C., N.J.F., M.I., K.M.G.L., P.L.M.-H., H.S., J.T., M.J.W., D.Z. and Y.-G.Z. contributed recommendations and provided feedback and changes to the manuscript, and
C.L.M.M., M.P. and F.L.M. brought together the text and finalized the manuscript. CORRESPONDING AUTHORS Correspondence to Camilo L. M. Morais, Maria Paraskevaidi or Francis L. Martin.
ETHICS DECLARATIONS COMPETING INTERESTS The authors declare no competing interests. ADDITIONAL INFORMATION JOURNAL PEER REVIEW INFORMATION: _Nature Protocols_ thanks Åsmund Rinnan and other
anonymous reviewer(s) for their contribution to the peer review of this work. PUBLISHER’S NOTE: Springer Nature remains neutral with regard to jurisdictional claims in published maps and
institutional affiliations. RELATED LINKS KEY REFERENCES USING THIS PROTOCOL Martin, F. L. et al. _Nat. Protoc_. 5, 1748–1760 (2010): https://doi.org/10.1038/nprot.2010.133 Baker, M. J. et
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https://doi.org/10.1039/C5AY01369K Vasconcelos de Andrade, E. W. et al. _Curr. Anal. Chem_. 14, 488–494 (2018): https://doi.org/10.2174/1573411014666171212141909 INTEGRATED SUPPLEMENTARY
INFORMATION SUPPLEMENTARY FIGURE 1 IR SPECTRA OF THE SAME TYPE OF SAMPLES MEASURED BY DIFFERENT ATR-FIR SPECTROMETERS AT THE SAME INSTITUTION. A–D, Average (A) raw and (B) preprocessed
spectra for healthy control samples, and average (C) raw and (D) preprocessed spectra for cancer samples across three different instruments (A, B and C). SUPPLEMENTARY FIGURE 2 PCA SCORES
FOR PREPROCESSED SPECTRA ACQUIRED BY DIFFERENT ATR-FIR SPECTROMETERS AT THE SAME INSTITUTION AND OUTLIER DETECTION TEST. A, PCA scores for healthy control samples according to the instrument
used for spectra acquisition (A, B and C). B, PCA scores for cancer samples according to the instrument used for spectra acquisition (A, B and C). C, Hotelling’s _T_2 versus _Q_ residuals
test for healthy control samples according to the instrument used for spectra acquisition (A, B and C) based on a PCA using 5 PCs (94.77% cumulative variance). D, Hotelling’s _T_2 versus _Q_
residuals test for cancer samples according to the instrument used for spectra acquisition (A, B and C) based on a PCA using 5 PCs (92.96% cumulative variance). Circled samples in C and D
indicate outliers removed. Confidence ellipse was 95%, depicted in blue in A and B. SUPPLEMENTARY FIGURE 3 PCA LOADINGS FOR PREPROCESSED SPECTRA ACQUIRED BY DIFFERENT ATR-FIR SPECTROMETERS
AT THE SAME INSTITUTION. A, PCA loadings for healthy control samples measured in different instruments (A, B and C). B, PCA loadings for cancer samples measured in different instruments (A,
B and C). SUPPLEMENTARY FIGURE 4 IR SPECTRA OF HEALTHY CONTROL SAMPLES MEASURED BY DIFFERENT OPERATORS AT THE SAME INSTITUTION. A,B, Average (A) raw and (B) pre-processed spectra for healthy
control samples acquired with instrument A depending on the operator. C,D, Average (C) raw and (D) preprocessed spectra for healthy control samples acquired with instrument B depending on
the operator. E,F, Average (E) raw and (F) preprocessed spectra for healthy control samples acquired with instrument C, varying the operator. SUPPLEMENTARY FIGURE 5 IR SPECTRA OF OVARIAN
CANCER SAMPLES MEASURED BY DIFFERENT OPERATORS AT THE SAME INSTITUTION. A,B, Average (A) raw and (B) preprocessed spectra for cancer samples acquired with instrument A depending on the
operator. C,D, Average (C) raw and (D) preprocessed spectra for cancer samples acquired with instrument B depending on the operator. E,F, Average (E) raw and (F) preprocessed spectra for
cancer samples acquired with instrument C depending on the operator. SUPPLEMENTARY FIGURE 6 PCA SCORES FOR PREPROCESSED SPECTRA ACQUIRED BY DIFFERENT OPERATORS AT THE SAME INSTITUTION. A,B,
PCA scores for (A) healthy control and (B) cancer samples acquired with instrument A depending on the operator. C,D, PCA scores for (C) healthy control and (D) cancer samples acquired with
instrument B depending on the operator. E,F, PCA scores for (E) healthy control and (F) cancer samples acquired with instrument C depending on the operator. Confidence ellipse was 95%,
depicted in blue. SUPPLEMENTARY FIGURE 7 OUTLIER DETECTION TEST FOR HEALTHY CONTROLS AND OVARIAN CANCER SAMPLES. A, Hotelling’s _T_2 versus _Q_ residuals test based on a PCA using 8 PCs
(99.07% cumulative variance) for healthy control samples depending on the instrument for spectra acquisition (A, B and C) used by operator 2. B, Hotelling’s _T_2 versus _Q_ residuals test
based on a PCA using 5 PCs (96.92% cumulative variance) for cancer samples depending on the instrument for spectra acquisition (A, B and C) used by operator 2. Circled sample in A indicates
an outlier removed. The Hotelling’s _T_2 versus _Q_ residuals test for operator 1 is depicted in Supplementary Fig. 2c,d. SUPPLEMENTARY FIGURE 8 PCA SCORES FOR HEALTHY CONTROLS (HC) AND
OVARIAN CANCER (OC) SAMPLES BASED ON THE SPECTRA ACQUIRED BY BOTH OPERATORS (1 AND 2) AND BY ALL INSTRUMENTS (A, B AND C). Confidence ellipse at a 95% confidence level is depicted in blue.
SUPPLEMENTARY INFORMATION SUPPLEMENTARY TEXT AND FIGURES Supplementary Figures 1–8 and Supplementary Methods REPORTING SUMMARY RIGHTS AND PERMISSIONS Reprints and permissions ABOUT THIS
ARTICLE CITE THIS ARTICLE Morais, C.L.M., Paraskevaidi, M., Cui, L. _et al._ Standardization of complex biologically derived spectrochemical datasets. _Nat Protoc_ 14, 1546–1577 (2019).
https://doi.org/10.1038/s41596-019-0150-x Download citation * Received: 13 April 2018 * Accepted: 12 February 2019 * Published: 05 April 2019 * Issue Date: May 2019 * DOI:
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