Future large hydropower dams impact global freshwater megafauna

Future large hydropower dams impact global freshwater megafauna

Play all audios:

Loading...

ABSTRACT Dam construction comes with severe social, economic and ecological impacts. From an ecological point of view, habitat types are altered and biodiversity is lost. Thus, to identify


areas that deserve major attention for conservation, existing and planned locations for (hydropower) dams were overlapped, at global extent, with the contemporary distribution of freshwater


megafauna species with consideration of their respective threat status. Hydropower development will disproportionately impact areas of high freshwater megafauna richness in South America,


South and East Asia, and the Balkan region. Sub-catchments with a high share of threatened species are considered to be most vulnerable; these are located in Central America, Southeast Asia


and in the regions of the Black and Caspian Sea. Based on this approach, planned dam locations are classified according to their potential impact on freshwater megafauna species at different


spatial scales, attention to potential conflicts between climate mitigation and biodiversity conservation are highlighted, and priorities for freshwater management are recommended. SIMILAR


CONTENT BEING VIEWED BY OTHERS HYDROPOWER IMPACTS ON RIVERINE BIODIVERSITY Article 14 October 2024 OPPORTUNITIES TO CURB HYDROLOGICAL ALTERATIONS VIA DAM RE-OPERATION IN THE MEKONG Article


31 October 2022 OVER 200,000 KILOMETERS OF FREE-FLOWING RIVER HABITAT IN EUROPE IS ALTERED DUE TO IMPOUNDMENTS Article Open access 09 October 2023 INTRODUCTION Many economies in the Global


South are booming, and electricity demand is rising rapidly. At the same time, 940 million people do not have access to electricity (2016), especially in low-income regions1. Therefore,


access to “affordable, reliable, sustainable and contemporary energy” is one of the 17 UN Sustainable Development Goals (SDG 7), which came into force in 2016. At the same time, immediate


measures are required to “combat climate change and its effects” (SDG 13) and to sustainably manage terrestrial ecosystems, where “terrestrial” includes inland waters (SDG 15). In concrete


terms, the Paris Agreement, to which all states (except Syria, and recently also the USA) have been parties since November 2017, aims to reduce greenhouse gas emissions, which is envisaged


by 157 countries primarily in the energy sector2. Climate mitigation strategies promote the expansion of so-called “climate-neutral” electricity sources. Dam construction is an established


technology to generate hydropower, which is a renewable albeit not climate-neutral electricity source: Currently, 22% of the world’s electricity is provided by renewable resources, 73% of


which by hydropower1. Following the United Nations Climate Change Conference, 21st Conference of the Parties (COP21) in Paris in 2015, many governments decided to include the expansion of


hydropower construction within their “Intended Nationally Determined Contributions” to address climate change. Indeed, more than 3,700 medium and large hydropower dams are under construction


or planned worldwide (henceforth called “future” hydropower dams), which will double the currently installed capacity3. Even if some of these plans may have long been neglected, the actual


“window-of-opportunity” might bring them back to life. The global boom in hydropower dam construction will mainly take place in South America (Amazon and La Plata River basins) and in South


and East Asia (Ganges-Brahmaputra and Yangtze basins) as well as in Africa, which will be experiencing a specifically strong relative increase due to its high remaining technical hydropower


potential. In Europe, the focus will be on the Balkan region with more than 600 future hydropower plants, either planned or under construction, each with a capacity >1 MW3. If smaller


hydropower plants were included, there would be more than 3,000 plants constructed in this region4. Since hydropower reservoirs can be used to store energy and generate it when required, the


increase in hydropower capacity can, at the same time, support the expansion of further renewable energy technologies when installed in combination with hydropower. Hence, hydropower


increases the security of energy supply in an integrated electricity market in which solar and wind technologies are being expanded5. In addition, hydropower plants are often not only used


to generate electricity, but impounded reservoirs serve the human population as recreational areas, flood protection, for aquaculture, drinking water or for irrigation purposes5. Hence, the


expansion of hydropower is considered a potential solution to multiple challenges. At the same time, the construction and operation of power plants have their downsides, in part with serious


and long-term effects6. Negative consequences include social impacts on local human communities and cross-border conflicts regarding water use and availability7, changes in hydrology and


sediment transport8,9, greenhouse gas emissions due to degradation of accumulated organic materials under anoxic conditions10, deterioration in water quality, e.g. due to toxic


cyanobacterial blooms11, spread of water-associated diseases and invasive species12,13, as well as changes in habitat conditions, fragmentation of fish migration pathways, loss of


biodiversity and erosion of ecosystem services8,14,15,16. Hence, the expected boom in dam construction undermines a number of the SDGs and the Aichi biodiversity goals (Target 12),


formulated in 2010 as part of the Nagoya Protocol, to implement the goals of the UN Convention on Biodiversity. Goals, for example, include the significant reduction of natural habitat loss


(Target 5), maintenance of a high degree of connectivity, and prevention of species extinctions along with their improved status (Target 12)17. Freshwaters are among the most diverse


ecosystems globally. While only 2.3% of the earth’s terrestrial surface is covered by rivers, lakes and reservoirs, freshwaters are habitats to about 9.5% of known animal species15.


Freshwater megafauna species (≥30 kg)18 serve as potential surrogates for evaluating the status of all freshwater biodiversity; consequently, the loss of these charismatic species could


indicate a loss of co-occurring smaller, less visible species19. Indeed, the impact of dams is reported as one of the biggest pressures on freshwater megafauna20. For example, dams block


migration routes for megafishes such as sturgeons and giant catfish, reduce access to fish spawning areas, and cause habitat loss and degradation in both downstream and upstream reaches21.


Together with overexploitation and bycatch, dams have played a significant role in range contraction and population decline of several freshwater megafauna species including the Indus river


dolphin, Chinese paddlefish and several sturgeon species (e.g. the beluga, Chinese sturgeon, Yangtze sturgeon, Russian sturgeon)22,23. This study focuses on three main research questions:


(1) To what extent may future hydropower dams affect the distribution ranges of freshwater megafauna on the global scale? (2) In which river basins will the threat to megafauna species by


future dams be greatest? (3) Will those sub-catchments supporting the highest species richness and share of threatened megafauna species be disproportionately affected by future hydropower


construction? The results of these analyses will highlight any potential conflicts between climate mitigation and biodiversity conservation, and help set priorities for future management of


freshwater ecosystems. RESULTS SPATIAL OVERLAP BETWEEN FUTURE HYDROPOWER DAMS AND SUB-CATCHMENTS RICH IN SPECIES OF FRESHWATER MEGAFAUNA On the global scale, river basins with the highest


richness in species of freshwater megafauna show high levels of congruence with locations for proposed hydropower dams (>1 MW in capacity; Fig. S1). The Amazon, Mekong and Congo basins


are especially rich in megafauna species, as are the Orinoco and the Ganges-Brahmaputra basins18,20. At the same time the Ganges-Brahmaputra (396 future dams, total capacity 41 GW), Amazon


(368, 170 GW) and Mekong (120, 40 GW) basins are among those with the highest number of hydropower dams under construction or planned. Similarly, dam construction plans in the Congo basin


are expected to add 44 GW of hydropower (35 future dams). The highest numbers of proposed dams are for the La Plata basin in South America (411 future dams, 20 GW), and the Danube basin in


Europe (342 future dams, 10 GW), with similarly high numbers proposed as for the Amazon. The number of future hydropower dams in the entire Balkan region, including the Danube basin and the


basins of the Adriatic Sea/Greece/Black Sea Coast, is particularly high (608 dams, 17% of the global total number). There will be a major geographic shift in the location of hydropower dams,


from existing dams (>15 m in dam height) in temperate latitudes (30–60°) to future hydropower dams in tropical to subtropical latitudes (<30°), especially on the southern hemisphere


(10°S–30°S, Fig. 1). This will result in a more even distribution of dams across latitudes (both hemispheres). The majority of future dams (64%) will be built in latitudes rich in species of


freshwater megafauna, i.e. in latitudes with 5 to 8 megafauna species per million km2. The proportion of threatened species is highest in the northern hemisphere with more than 25% of


species threatened across all northern latitudes where freshwater megafauna species occur (Fig. 1). The majority of future dams is planned in species-rich geographic latitudes (i.e. tropics


and sub-tropics) as well as in species-rich river sub-catchments (HydroBASINS level 8, Fig. S3). While existing dams are mainly located in sub-catchments inhabited by up to 15 megafauna


species, future hydropower dams will dominate in sub-catchments with 10–23 species. The change in distribution ranges that are directly affected by future hydropower dam construction is thus


the most pronounced for the richest sub-catchments (Fig. 2). Fractions of the distribution range that might be directly affected might seem to be small but this number serves as a relative


indicator to compare different catchments and sub-catchments. OVERLAP OF DAMS WITH FRESHWATER MEGAFAUNA DISTRIBUTION RANGES RICH IN SPECIES AND WITH A HIGH SHARE IN THREATENED SPECIES In


addition to freshwater megafauna species richness the share in threatened species provides an indication for the potential vulnerability of the respective sub-catchment. Sub-catchments with


a high megafauna species richness and a high share of threatened species (category D, Fig. 3) can be found in river basins in Central America, in the Black Sea, the Caspian Sea and in


Southeast Asia. Among existing dams, 32 fall into category D, while 162 hydropower dams (21 GW) under construction or planned overlap with the most sensitive sub-catchments. The most


vulnerable major basins of category D are located in the “Black Sea, South Coast” (89 future hydropower dams, 4.1 GW), the Southern Central America basin (35 dams, 0.25 GW), and the Mekong


(30 dams, 15 GW), but also the major basin “Viet Nam Coast” (4 dams, 66 MW), the Sumatra basin (2 dams, 0.1 GW), the North Borneo Coast (1 dam, 1.3 GW) and the Danube (1 dam, 42 MW) (Fig. 


S5). For comparison, sub-catchments with low species numbers and low share in threatened species (category A) contain 3,729 dams and will receive 1,358 additional hydropower dams (262 GW)


while sub-catchments with a high species richness and a low share in threatened species (category B) already contain 2,527 existing dams and expect 1,894 hydropower dams more (464 GW).


Nevertheless, in terms of dam density, i.e. relating the dam number to the total area of the respective category, the biggest change in dam construction (by about 500%) can be expected for


sub-catchments that are characterized by high species richness and a high share in threatened species (category D; Fig. 3ii). RANKING OF FUTURE HYDROPOWER DAMS ON THE MAJOR BASIN SCALE


ACCORDING TO THEIR LOCATION Future dams are mainly located in sub-catchments across the full range of categories of species richness and a share of less than 50% species threatened (Figs. 4


and S6). The only exception is the Mekong basin with an increase in hydropower dams also in sub-catchments with a share in threatened species between 50% and 75%. The Yangtze basin is


characterized by a large number of existing dams while the other basins are dominated by a high share in future hydropower dams. Comparing the major basins selected, the “density” of


existing and future hydropower dams per richness-threat category shows a large variation from a maximum of 3.7 dams per 100,000 km2 in the Congo basin (category: 5–9 freshwater megafauna


species, 25–50% threatened) and 112 dams per 100,000 km2 in the Balkan basin (category: 5–6 freshwater megafauna species, 25–50% threatened). In terms of dam numbers in relation to available


basin area, the Balkan region is thus the region that experiences the largest boom in hydropower dam construction in sub-catchments that are relatively rich in freshwater megafauna species


and characterized by a large share in threatened species (25–50%). Thus, the global analysis provides information on potential “priority” sub-catchments in terms of overlaps between dams and


freshwater megafauna distribution ranges that are rich in species numbers and have a high share in threatened species. DISCUSSION GLOBAL DAM CONSTRUCTION AND BIODIVERSITY This is the first


study exploring the potential impact of future dams, on a global scale, on freshwater megafauna – as a surrogate indicator for total freshwater biodiversity. Recent studies demonstrated that


freshwater biodiversity is much more threatened than that in terrestrial and marine environments, with hydropower dam construction as a key underlying driver of biodiversity threat15.


Hence, the global analyses on the spatial congruence between dam locations and freshwater megafauna species richness, and the respective share of threatened species, help to identify regions


that might be most sensitive to dam constructions. Our results demonstrate that the construction of large future hydropower dams will particularly affect species-rich catchments located in


the subtropics and tropics. This can be attributed to the large hydropower potential still available in emerging economies to support industry and development, while much of the respective


and easily accessible hydropower potential is already exploited in industrialized countries24. Nevertheless, many small hydropower dams are planned in less potential areas but data are not


consistently available on a global scale to complement this analysis. Freshwater megafauna are potentially useful surrogates of overall freshwater biodiversity19 as also highlighted for fish


species in the Amazon, the Congo and the Mekong basins by Winemiller _et al_.16. This means that a high freshwater megafauna species richness implies high overall freshwater biodiversity.


Areas with low freshwater megafauna species richness, in contrast, could still have a high overall freshwater biodiversity since megafauna species, due to their habitat requirements and slow


life history, are specifically susceptible to extinction25. The Amazon, the Mekong and the Congo basins will also experience a major boom in hydropower dam construction, which already has


raised major scientific and public attention26,27. In Europe, the Balkan region is a hotspot of freshwater biodiversity as well as of future hydropower dam construction that even outnumbers


other major basins in terms of dam density based on available data. Thus, there is an urgent need to balance biodiversity conservation with dam development in order to fulfil international


agreements, including the European Water Framework Directive, the SDGs (e.g. SDG 6 on restoration of freshwater ecosystems and SDG 15 on species conservation) and the Aichi biodiversity


goals. Globally, hydropower dam construction will most likely increase the pressure on freshwater megafauna – even more than demonstrated, because our rather conservative analyses do not


consider impacts of alterations in the flow, sediment and temperature regime downstream of dams28,29. For example, the reproduction of the Chinese sturgeon is most likely delayed and reduced


due to an altered thermal regime caused by dams30,31. Entrapment of sediments in the reservoir may propagate downstream to the delta region and change the morphology within the river


channel and the delta32. Also, river fragmentation impedes species migration up- and downstream as well as transport of nutrients downstream33,34,35. Changes in the natural flow and flood


dynamics affect lateral connectivity between the channel and the riparian zone. These alterations are very site-specific and depend on the topography, climate and other catchment


characteristics. Thus, on the global scale, potential longitudinal and lateral impacts of dams on freshwater megafauna were beyond this study, especially considering the limited knowledge on


migratory routes and spawning and nursing grounds of megafishes. Here, we focus on local impacts of dam construction. Hence, the overlap indicates a POTENTIAL impact on megafauna species


richness. Several studies confirm that dam building threatens biodiversity30,36. Nevertheless, a high share of threatened freshwater megafauna species in a sub-catchment with existing dams


is not necessarily a consequence of the dams. This is also true the other way around: If a future hydropower dam is planned in a sub-catchment categorized by high megafauna species richness


this does neither necessarily imply that the number of megafauna species will decline nor that it will be unaffected due to this dam construction. The actual correlation depends on several


factors: the species itself and its specific traits which might be more or less sensitive to the ecosystem changes, the species capacities to move to another suitable habitat within that


sub-catchment and the longitudinal accessibility of it, and dam operation. In addition, “secondary” impacts of dam construction play a role, e.g. further infrastructure development, human


settlement and changes in land use that might increase the pressure on that species. A historic decrease in freshwater megafauna due to existing dams has not been analysed here, but data on


historic distribution ranges in regions of Europe and the USA is available from IUCN and NatureServe and has been analysed by He _et al_.23. The current distribution ranges have been used in


this study as reference state for scenarios on future dam construction. Freshwater megafauna species are specifically threatened by pressures like fishing and hunting, habitat degradation


and pollution20,37. Nevertheless, out of the 207 freshwater megafauna species investigated, distribution ranges of 191 species overlap with dams (35 with existing dams only, 17 with future


hydropower dams only and 139 with both). These overlaps are very specific for the single major basins and differ in dam density relative to the respective habitat range of the species and in


the share of threatened species that are (potentially) affected by dam construction (Fig. S7 for details on selected major basins). While interactions of a dam with fish species seems


obvious, and is discussed in many studies (e.g. Liermann _et al_., Winemiller _et al_.)16,21, impacts on amphibians, reptiles and mammals that spend an essential part of their lifetime in


freshwater are often neglected. Also, species that require wetlands as habitats or hunting ground (like crocodiles) as well as species that, in turn, depend on specific freshwater species


might directly or indirectly be affected by dam construction. Thus, in considering freshwater megafauna as surrogates this study approximates potential impacts of dams on freshwater


biodiversity in general as a potential “net change” without to distinguish between those species that might decline or need to migrate due to dam construction and those that might benefit


from reservoir formation. PRIORITIZATION OF FUTURE DAM LOCATIONS ON A BASIN SCALE Scale and resolution play a crucial role in presenting and interpreting results in areas that might be


potentially impacted by future hydropower dams. The analysis on a major basin scale provides, in comparison to the global scale, more spatially-explicit details for decision makers about


potential impacts of specific dam locations. Successful river basin management means that the entire river network must be taken into account. The present study allows identifying future dam


locations within the respective basin that might have the biggest impact in terms of overlap with species numbers and a high share in threatened species. Categorization is based on relative


values within the sub-catchments and basins and not on absolute species numbers, which facilitate comparison among basins (similar to discharge indicators). The (sub-)catchment scale is a


“natural” scale that is determined by the structure of the river system. Nevertheless, several countries also share river systems and need to co-operate if the shared resource water is to be


impacted by dam building activities up- or downstream of the own country. This is worthwhile, especially as a cross-border approach to identifying the best possible locations for future


dams promises higher returns for investors38. Quantifying potential impacts on a basin scale might thus help to increase transparency in the discussion process and support international


agreements. UNCERTAINTY IN THE UNDERLYING DATA The analysis is quantitative, which allows a sound comparison among different regions, but the numbers given should be considered as relative


indicators due to the limitations and the uncertainty of the underlying data. The actual datasets on existing dams and future hydropower dams undergo continuous updates that are not


necessarily reflected in the databases. Both databases represent “conservative” numbers of dams because of the underlying size limitation (existing dams larger than 15 m in dam height,


future hydropower dams >1 MW in capacity), the restriction to available data that directly provide or allow manual derivation of the precise location of the dam (coordinates) and, in case


of future dams, the restriction to the hydropower purpose. Many more dams can be expected that are built or planned to be constructed for purposes like irrigation, flood control or drinking


water supply. Nevertheless, these data are currently the most consistent and comprehensive on the global scale that are available. Similarly, data on species ranges bear uncertainty in


their timeliness and completeness. Accurate information on distribution ranges for many species (e.g. _Arapaima_ spp.) remains uncertain. On the global scale, deviations from the reference


scenario (details in the SI) can be considered to be small since they do not change the general pattern of the results. CONCLUSIONS The present results allow those areas to be identified


that deserve major attention with respect to potential conflicts between climate change mitigation (in terms of hydropower dam construction) and river ecosystem conservation. This means that


evidence-based information is needed to discuss medium and long-term consequences of location options of hydropower dams at the corresponding catchment area level. Analyses on potential


impacts of dam construction are not new. However, the approach presented in this study takes the (sub-)catchment and major basin scale into account, a scale that is naturally given by the


connectivity of the river network, instead of a single case study neglecting upstream and downstream dam building activities. Following the analyses presented here, a ranking system could be


developed for each river basin that is faced with dam construction, e.g. similarly to the WWF Orinoco River Basin 2016 Report Card39. This ranking system is based on the indicators about


species richness and threat status and the respective interests and values of the stakeholders involved in the discussion process on dam locations. This ranking would indicate where further


assessments are required before decisions about dam construction are taken, aiming to generate a common understanding of all parties involved. The analyses can help to have information on


biodiversity effectively included in the decision making on dam construction too, including details on species richness and threat status. Nevertheless, prioritization of hydropower projects


in a biodiversity context can only be one out of several criteria. If additional indicators for impacts of dam building were integrated this methodology would also be transferable to


include further ecological, but also social and economic aspects in order to support sustainable dam construction on a river basin scale. METHODS SPATIAL SCALE Spatial analyses were


conducted on the HydroBASINS SUB-CATCHMENT level (resolution level 8)40. HydroBASINS uses a nested approach to delineate sub-catchments on the global scale, depending on the spatial


resolution, and provides the location and area (in km2) of each sub-catchment. Results were aggregated on different scales dependent upon the underlying research objective: GLOBAL scale,


LATITUDINAL scale, and MAJOR BASIN scale as defined by the FAO (Food and Agriculture Organization of the United Nations) and derived from HydroSHEDS (World Map of the Major Hydrological


Basins: http://www.fao.org/geonetwork/srv/en/main.home). More details on the respective procedures are given below. UNDERLYING DATA Data for existing dams worldwide were obtained from the


Global Reservoir and Dams database (GRanD)41. This database includes information on the coordinates of each dam, its height, and the main purpose of the reservoir (e.g. for irrigation,


hydropower, flood control). For future, proposed hydropower dams, coordinates and capacity (MW) were derived from an updated version of the database developed by Zarfl _et al_.3. The update


took place between 2015 and 2017 and includes removal of entries for future hydropower dams that have been completed in the meantime, removal of entries for which (online) references were no


longer available, addition of the most recently available data for hydropower plants, and a plausibility check of the coordinates in terms of their location in relation to the respective


river network. The updated database contains 3,682 future hydropower dams (in comparison to 3,700 entries in the original database), mainly with increases in entries for South America (+137)


and Africa (+99) and a decrease for Asia (−238). A comprehensive inventory of 207 extant freshwater megafauna species (≥30 kg)18 provides the basis for congruence analyses between dam


locations and freshwater megafauna species richness. Freshwater megafauna, which include mammals (31 species), reptiles (44), amphibians (2) and fishes (130), are defined here as animals


that spend their whole life or an essential part of it in fresh or brackish waters18,19. The contemporary geographic distribution ranges of all megafauna species have been mapped to


HydroBASINS sub-catchments at resolution level 820,40,42. For each species, the conservation status according to IUCN is assigned42. Species assigned the threat status “Critically


Endangered” (CR), “Endangered” (EN), or “Vulnerable” (VU) are integrated into the category “threatened” species. In addition, a ‘Presence’ classification is given for each species and each


sub-catchment. This classification assigns a level of certainty of occurrence of the respective species in a given sub-catchment. Following the approach of earlier studies, species


distribution ranges categorized as “Extant” and “Probably Extant” were considered19,20. In order to strengthen the results of this study by including the potential data uncertainty, the


‘Presence’ classification was used to distinguish two more scenarios depending on the “certainty” about species occurrence (see Supporting Information for details). SPECIES RICHNESS WITHIN


SPATIAL OVERLAP OF EXISTING DAMS AND FUTURE HYDROPOWER DAMS In a first step, the freshwater megafauna distribution data that assign each species to sub-catchments with conservation status


and presence category have been summarized into one global database. This database was processed further with ArcGIS 10.1 and summarizes the data over the sub-catchment IDs to count total


freshwater megafauna species numbers (henceforth called “species richness”) and threatened (CR, EN, VU) megafauna species numbers (1) per latitudinal band in 10° steps and (2) per


sub-catchment (HydroBASINS level 8) which results in a global distribution map showing species richness. For (1), dam numbers (existing dams (all purposes) and future hydropower dams) were


counted per latitudinal band. For each latitudinal band, total land area was determined by summing up sub-catchment areas within the respective latitude. This allowed normalizing dam and


species numbers to the area available for dam construction and freshwater species distribution range. For (2), the spatial overlap of existing dams and future hydropower dams was analysed by


assigning the dam data to the HydroBASINS sub-catchments and thus to the respective species richness of each sub-catchment. Sub-catchments were categorized according to the number of


freshwater megafauna species that occur within the respective sub-catchment. Sub-catchments containing the same species number were summarized in adding up (1) the respective total surface


area, (2) surface area containing existing dams, (3) surface area containing future hydropower dams, and (4) the surface area containing existing dams and/or future hydropower dams. SPATIAL


OVERLAP BETWEEN HYDROPOWER DAMS AND SUB-CATCHMENTS RICH IN THREATENED MEGAFAUNA SPECIES In addition to the total number of freshwater megafauna species (species richness) the fraction of


threatened species was calculated for each sub-catchment. Species richness and the proportion of threatened species were combined into choropleth maps. For these maps, one colour indicator


per characteristic was subdivided into four categories resulting in a matrix of 16 ‘richness-threat’ subcategories in total. Species richness was subdivided according to the distribution of


numbers of sub-catchments (HydroBASINS level 8) per species number (1 to 23 species on the global scale) in 10-percentile, mean and 90-percentile in analogy to the general methodology in


hydrology describing river discharge with Q10, Qmean, Q90. This division accounts for the lowest (poor) and highest (rich) number of species that occur in less than 10% of the


sub-catchments. Since species numbers can be integers only the number that is the next closest to the respective percentile is chosen (Fig. S2.i). With this, the four categories contain on


the global scale 1 species, 2 to 4 species, 5 to 8 species, and more than 8 species. In order to analyse the sensitivity of choosing this type of categorization three further approaches in


selecting category boundaries have been analysed (Fig. S2ii–S2iv). Subdivision of the fraction of threatened freshwater megafauna species was equally distributed into up to 25% of the


species threatened, up to 50% threatened, up to 75% threatened and more than 75% threatened. In a next step, the number of existing and future hydropower dams per richness-threat category


was derived from the overview on sub-catchments using the Field Calculator function of ArcGIS. All sub-catchments containing the same richness-threat category were summarized in adding up


(1) the respective area in total, (2) the number of all existing hydropower dams within each richness-threat category, and (3) the number of all future hydropower dams within each


richness-threat category. Based on these data, dam “densities” were calculated per 100,000 km2 for each richness-threat category. DAMS WITH HIGHEST POTENTIAL IMPACT ON FRESHWATER MEGAFAUNA


WITHIN A MAJOR BASIN The procedure described above for categorizing sub-catchments according to their species richness and share in threatened species was repeated for major basins. The same


methodology as above was applied for each specific major basin to subdivide species richness data into four sub-categories from poor to rich (category boundaries are: 10-percentile, mean,


90-percentile). Due to different species richness in the basins absolute category boundaries may differ between the global and basin scale analysis. Data on species richness, share in


threatened species and richness-threat category on a sub-catchment resolution were then assigned to the existing dams and future hydropower dams located in the respective sub-catchment.


Based on this characterization those dams located in sub-catchments of the major basin with the highest species richness and richness in threatened species can be identified. Results for six


selected major basins (Amazon, Balkans as the combination of ‘Adriatic Sea – Greece – Black Sea Coast’ and ‘Danube’, Congo, Ganges-Brahmaputra, Mekong, Yangtze) were presented in choropleth


maps. DATA AVAILABILITY Dam data are available for download from the Global Dam Watch homepage http://globaldamwatch.org/data/. All other spatial data analysed here are available following


the respective references. REFERENCES * The World Bank. Database World Development Indicators, https://data.worldbank.org (2018). * The World Bank. _Atlas of Sustainable Development Goals


2018: World Development Indicators_ (2018). * Zarfl, C., Lumsdon, A. E., Berlekamp, J., Tydecks, L. & Tockner, K. A global boom in hydropower dam construction. _Aquat. Sci._ 77, 161–170


(2015). Article  Google Scholar  * EuroNatur. Verdammt gefährdet. _EuroNatur Magazin_ 2, 10–13, https://www.euronatur.org/fileadmin/docs/magazin/EuroNatur_Magazin_2-2018.pdf (2018). * Berga,


L. The role of hydropower in climate change mitigation and adaptation: A review. _Engineering_ 2, 313–318 (2016). Article  Google Scholar  * International Commission on Large Dams. _World


Register of Dams_, https://www.icold-cigb.org/GB/world_register/world_register_of_dams.asp (2011). * Richter, B. D., Postel, S., Revenga, C., Lehner, B. & Churchill, A. Lost in


development’ s shadow: The downstream human consequences of dams. _Water Altern._ 3, 14–42 (2010). Google Scholar  * Constantine, J. A., Dunne, T., Ahmed, J., Legleiter, C. & Lazarus, E.


D. Sediment supply as a driver of river meandering and floodplain evolution in the Amazon Basin. _Nat_. _Geosci_. 7, 899–903 (2014). * Zarfl, C. & Lucía, A. The connectivity between


soil erosion and sediment entrapment in reservoirs. _Curr. Opin. Environ. Sci. Heal._ 5, 53–59 (2018). Article  Google Scholar  * Gibson, L., Wilman, E. N. & Laurance, W. F. How green is


‘green’ energy? _Trends Ecol_. _Evol_. 32, 922–935 (2017). * O’Neil, J. M., Davis, T. W., Burford, M. A. & Gobler, C. J. The rise of harmful cyanobacteria blooms: The potential roles of


eutrophication and climate change. _Harmful Algae_ 14, 313–334 (2012). Article  Google Scholar  * Lerer, L. B. & Scudder, T. Health impacts of large dams. _Environ. Impact Assess. Rev._


19, 113–123 (1999). Article  Google Scholar  * Johnson, P. T. J., Olden, J. D. & Zanden, M. J. Vander. Dam invaders: impoundments facilitate biological invasions into freshwaters.


_Front. Ecol. Environ._ 6, 357–363 (2008). Article  Google Scholar  * Nilsson, C., Reidy, C. A., Dynesius, M. & Revenga, C. Fragmentation and flow regulation of the world’s large river


systems. _Science_ 308, 405–408 (2005). Article  ADS  Google Scholar  * Reid, A. J. _et al_. Emerging threats and persistent conservation challenges for freshwater biodiversity. _Biol_.


_Rev_. 94, 849-873 (2018). * Winemiller, K. O. _et al_. Balancing hydropower and biodiversity in the Amazon, Congo, and Mekong. _Science_ 351, 128-129 (2016). * Secretariat of the Convention


on Biological Diversity. _Nagoya Protocol_, https://www.cbd.int/abs/ (2011). * He, F. _et al_. Disappearing giants: a review of threats to freshwater megafauna. _Wiley Interdiscip. Rev.


Water_ 4, e1208 (2017). Article  Google Scholar  * Carrizo, S. F. _et al_. Freshwater megafauna: Flagships for freshwater biodiversity under threat. _Bioscience_ 67, 919–927 (2017). Article


  Google Scholar  * He, F. _et al_. Freshwater megafauna diversity: Patterns, status and threats. _Divers_. _Distrib_. 24, 1395– 1404 (2018). * Liermann, C. R., Nilsson, C., Robertson, J.


& Ng, R. Y. Implications of dam obstruction for global freshwater fish diversity. _Bioscience_ 62, 539–548 (2012). Article  Google Scholar  * van Puijenbroek, P., Buijse, A., Kraak, M.


& Verdonschot, P. Species and river specific effects of river fragmentation on European anadromous fish species. _River Res. Appl._ 35, 68–77 (2019). Article  Google Scholar  * He, F.


_et al_. The global decline of freshwater megafauna. _Glob_. _Chang_. _Biol_. 25, 3883– 3892 (2019). * Bartle, A. & Usher, S. _The International Journal on Hydropower and Dams – World


Atlas and Industry Guide_. (Aqua-Media International Ltd. UK, 2015). * Zuo, W. Y., Smith, F. A. & Charnov, E. L. A life‐history approach to the late Pleistocene megafaunal extinction.


_Am. Nat._ 182, 524–531 (2013). Article  Google Scholar  * Intralawan, A., Wood, D., Frankel, R., Costanza, R. & Kubiszewski, I. Tradeoff analysis between electricity generation and


ecosystem services in the Lower Mekong Basin. _Ecosyst. Serv._ 30, 27–35 (2018). Article  Google Scholar  * Pereira, L. S. _et al_. Non-native species in reservoirs: how are we doing in


Brazil? _Hydrobiologia_ 817, 71–84 (2018). Article  Google Scholar  * Zheng, S. _et al_. Riverbed erosion of the final 565 kilometers of the Yangtze River (Changjiang) following construction


of the Three Gorges Dam. _Sci. Rep._ 8, 11917 (2018). Article  ADS  Google Scholar  * Remo, J. W. F., Ickes, B. S., Ryherd, J. K., Guida, R. J. & Therrel, M. D. Assessing the impacts of


dams and levees on the hydrologic record of the Middle and Lower Mississippi River, USA. _Geomophology_ 313, 88–100 (2018). Article  ADS  Google Scholar  * Wu, J. M. _et al_. Drastic


decline in spawning activity of Chinese sturgeon Acipenser sinensis Gray 1835 in the remaining spawning ground of the Yangtze River since the construction of hydrodams. _J. Appl. Ichthyol._


31, 839–842 (2015). Article  Google Scholar  * Zhuang, P. _et al_. New evidence may support the persistence and adaptability of the near-extinct Chinese sturgeon. _Biol. Conserv._ 193, 66–69


(2016). Article  Google Scholar  * Dunn, F. E. _et al_. Projections of historical and 21st century fluvial sediment delivery to the Ganges-Brahmaputra-Meghna, Mahanadi, and Volta deltas.


_Sci. Total Environ._ 642, 105–116 (2018). Article  CAS  ADS  Google Scholar  * Maavara, T., Parsons, C. T., Ridenour, C., Stojanovic, S. & Dürr, H. H. Global phosphorus retention by


river damming. _Proc. Natl. Acad. Sci. USA_ 112, 15603–15608 (2015). CAS  PubMed  ADS  Google Scholar  * Maavara, T., Lauerwald, R., Regnier, P. & Van Cappellen, P. Global perturbation


of organic carbon cycling by river damming. _Nat_. _Commun_. 8, 15347 (2017). * Grill, G. _et al_. An index-based framework for assessing patterns and trends in river fragmentation and flow


regulation by global dams at multiple scales. _Environ. Res. Lett._ 10, 015001 (2015). Article  ADS  Google Scholar  * Poff, N. L. & Schmidt, J. C. How dams can go with the flow.


_Science_ 353, 1099–1100 (2016). * Harrison, I. J. _et al_. Protected areas and freshwater provisioning: a global assessment of freshwater provision, threats and management strategies to


support human water security. _Aquat_. _Conserv_. _Mar_. _Freshw_. _Ecosyst_. 26, 103–120 (2016). Article  Google Scholar  * International Hydropower Association. Can these unlock hydro


potential in the Balkans? https://www.hydropower.org/blog/can-these-unlock-hydro-potential-in-the-balkans (2017). * WWF. _Orinoco River Basin Report Card_,


https://www.worldwildlife.org/pages/orinoco-river-basin-report-card (2016). * Lehner, B. & Grill, G. Global river hydrography and network routing: Baseline data and new approaches to


study the world’s large river systems. _Hydrol. Process._ 27, 2171–2186 (2013). Article  ADS  Google Scholar  * Lehner, B. _et al_. High-resolution mapping of the world’s reservoirs and dams


for sustainable river-flow management. _Front. Ecol. Environ._ 9, 494–502 (2011). Article  Google Scholar  * IUCN. The IUCN Red List of Threatened Species. Version 2016-3,


http://www.iucnredlist.org (2016). Download references ACKNOWLEDGEMENTS The authors thank Pablo Streich, Alvaro Cabezas and Madeleine Ammar for checking and updating the database on future


hydropower dams as well as Behrend Dellwisch for his support in producing the major basin maps in Figure S4. Financial support within the frame of the projects “WANDEL” (02WGR1430A) and


“GLANCE” (01LN1320A) funded by the German Federal Agency of Education and Research (BMBF) is gratefully acknowledged. F.H. was funded within the SMART Joint Doctorate (Science for the


MAnagement of Rivers and their Tidal systems) with the support of the Erasmus Mundus programme of the European Union. C.Z. acknowledges the funding through the Excellence Initiative at the


University of Tübingen, funded by the German Research Foundation (DFG) and the BMBF. We also acknowledge financial support by the DFG and the Open Access Publishing Fund of the University of


Tübingen. AUTHOR INFORMATION AUTHORS AND AFFILIATIONS * Center for Applied Geoscience, Eberhard Karls University of Tübingen, Hölderlinstr. 12, 72074, Tübingen, Germany Christiane Zarfl *


Institute of Environmental Systems Research, University of Osnabrück, Barbarastraße 12, 49076, Osnabrück, Germany Jürgen Berlekamp * Department of Ecosystem Research, Leibniz-Institute of


Freshwater Ecology and Inland Fisheries, Müggelseedamm 310, 12587, Berlin, Germany Fengzhi He, Sonja C. Jähnig & Klement Tockner * Department of Biology, Chemistry and Pharmacy, Freie


Universität Berlin, Altensteinstraße 6, 14195, Berlin, Germany Fengzhi He & Klement Tockner * School of Geography, Queen Mary University of London, London, E1 4NS, UK Fengzhi He *


Freshwater Biodiversity Unit, IUCN Global Species Programme, The David Attenborough Building, Pembroke Street, Cambridge, CB2 3QZ, United Kingdom William Darwall * Austrian Science Fund,


Sensengasse 1, 1090, Vienna, Austria Klement Tockner Authors * Christiane Zarfl View author publications You can also search for this author inPubMed Google Scholar * Jürgen Berlekamp View


author publications You can also search for this author inPubMed Google Scholar * Fengzhi He View author publications You can also search for this author inPubMed Google Scholar * Sonja C.


Jähnig View author publications You can also search for this author inPubMed Google Scholar * William Darwall View author publications You can also search for this author inPubMed Google


Scholar * Klement Tockner View author publications You can also search for this author inPubMed Google Scholar CONTRIBUTIONS C.Z., J.B. and K.T. lead and designed the study. C.Z. performed


the analysis with essential support of J.B. W.D., S.C.J. and F.H. contributed the essential data layers on freshwater megafauna distributions. All authors substantially contributed to the


interpretation of the results. C.Z. wrote the initial draft of the manuscript and all co-authors revised the work carefully. CORRESPONDING AUTHOR Correspondence to Christiane Zarfl. ETHICS


DECLARATIONS COMPETING INTERESTS The authors declare no competing interests. ADDITIONAL INFORMATION PUBLISHER’S NOTE Springer Nature remains neutral with regard to jurisdictional claims in


published maps and institutional affiliations. SUPPLEMENTARY INFORMATION SUPPORTING INFORMATION: FUTURE LARGE HYDROPOWER DAMS IMPACT GLOBAL FRESHWATER MEGAFAUNA RIGHTS AND PERMISSIONS OPEN


ACCESS This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format,


as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The images or other third


party material in this article are included in the article’s Creative Commons license, unless indicated otherwise in a credit line to the material. If material is not included in the


article’s Creative Commons license and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright


holder. To view a copy of this license, visit http://creativecommons.org/licenses/by/4.0/. Reprints and permissions ABOUT THIS ARTICLE CITE THIS ARTICLE Zarfl, C., Berlekamp, J., He, F. _et


al._ Future large hydropower dams impact global freshwater megafauna. _Sci Rep_ 9, 18531 (2019). https://doi.org/10.1038/s41598-019-54980-8 Download citation * Received: 08 May 2019 *


Accepted: 21 November 2019 * Published: 06 December 2019 * DOI: https://doi.org/10.1038/s41598-019-54980-8 SHARE THIS ARTICLE Anyone you share the following link with will be able to read


this content: Get shareable link Sorry, a shareable link is not currently available for this article. Copy to clipboard Provided by the Springer Nature SharedIt content-sharing initiative