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ABSTRACT Dichroic polarizers and waveplates exploiting anisotropic materials have vast applications in displays and numerous optical components, such as filters, beamsplitters and isolators.
Artificial anisotropic media were recently suggested for the realization of negative refraction, cloaking, hyperlenses, and controlling luminescence. However, extending these applications
into the terahertz domain is hampered by a lack of natural anisotropic media, while artificial metamaterials offer a strong engineered anisotropic response. Here we demonstrate a terahertz
metamaterial with anisotropy tunable from positive to negative values. It is based on the Maltese-cross pattern, where anisotropy is induced by breaking the four-fold symmetry of the cross
by displacing one of its beams. The symmetry breaking permits the excitation of a Fano mode active for one of the polarization eigenstates controlled by actuators using
microelectromechanical systems. The metamaterial offers new opportunities for the development of terahertz variable waveplates, tunable filters and polarimetry. SIMILAR CONTENT BEING VIEWED
BY OTHERS FUNCTIONAL THZ EMITTERS BASED ON PANCHARATNAM-BERRY PHASE NONLINEAR METASURFACES Article Open access 04 January 2021 NONVOLATILE CHIRALITY SWITCHING IN TERAHERTZ CHALCOGENIDE
METASURFACES Article Open access 30 September 2022 GIGANTIC TELLEGEN RESPONSES IN METAMATERIALS Article Open access 02 January 2025 INTRODUCTION Recently, in addition to traditional
applications in optical filters and polarization components, anisotropic media was suggested for the realization of various important novel ideas, including negative refraction1,2,
cloaking3,4, hyperlenses5,6, and controlling luminescence7,8. However, although asymmetries of crystalline lattices and their constiuent molecules often result in optical anisotropy of
natural materials, it is very difficult to find the required values of optical anisotropy for a prescribed wavelength, in particular in the far-infrared and terahertz parts of the spectrum.
On the contrary, metamaterials can be rationally designed to achieve optical anisotropy9,10,11,12,13,14,15,16,17,18,19 that can also be altered by changing the refractive index of the
surrounding medium20,21,22,23 or by emplying electrical or thermal effects in liquid crystals24,25. At the same time, substantial progress has been possible in developing metamaterials with
unit cells reconfigurable with micro-actuators26,27,28,29,30,31,32,33,34,35. Here we report the active control of anisotropy in the terahertz spectral region in a metamaterial array of
Maltese crosses driven by micro-actuators. By breaking the four-fold symmetry of the cross, we show that it is possible to tune linear birefringence and dichroism of the array between the
positive and negative values. RESULTS TUNABLE METAMATERIAL WITH MALTESE-CROSS-SHAPED UNIT CELLS The metamaterial presented here is a two-dimensional square-lattice array of Maltese crosses
with unit cell of 28 × 28 μm2 (Fig. 1a). It is designed to operate in the terahertz range of the spectrum and was characterized from 1 to 5 THz. The micro-actuator framework allowed for a
simultaneous reconfiguration of all unit cells in the array. This was achieved by manufacturing one of the trapezoid metal beams in each unit cell on a movable actuated silicon framework
(coloured green in Fig. 1). Three other beams of the Maltese cross are fixed to the substrate (blue in Fig. 1). The movable beam of the cross can be shifted away from the cross centre to a
distance _S_ up to half of its length. Figure 1b–d shows the unit cell for _S_=0, 2.5 and 5 μm, respectively. The metamaterial sample with an overall size of approximately 1 cm2 (400 × 400
unit cells) was fabricated on a silicon-on-insulator wafer as shown in Fig. 2a. Figure 2b shows a close-up view of the unit cells, which are formed by patterning a 0.5-μm thick evaporated
aluminium layer. The design parameters are shown in Supplementary Fig. S1. When the four metal trapezoid beams are arranged into the pattern of the Maltese cross that has a four-fold
symmetry axis, the metamaterial array exhibits no birefringence for normally incident radiation. On the contrary, when the four-fold symmetry of the design is broken by moving one of the
beams off-centre, the metamaterial retains a plane of symmetry and becomes birefringent for normally incident light. We define the extraordinary polarization (_e_-polarization) and ordinary
polarization (_o_-polarization) of this metamaterial with reference to the mirror symmetry axis of the pattern (Supplementary Fig. S1). The _e_-polarization is parallel to the line of
symmetry, whereas the _o_-polarization is perpendicular to it. EXPERIMENTAL RESULTS ON BIREFRINGENCE AND DICHROISM Optical anisotropy of the sample is completely characterized by its linear
birefringence, and dichroism can be derived from its polarization-sensitive transmission and phase retardation spectra. The transmission spectra were measured by using an optical
pump-terahertz probe (OPTP) system for different levels of asymmetry of the Maltese cross (Fig. 3). The experimental setup and data analysis approaches are discussed in the Methods and
Supplementary Figs S2–S6. These measurements show that indeed at zero displacement _S_, when the cross has a four-fold symmetry, the metamaterial shows no dichroism: the recorded absorption
spectra for both the _o_- and _e_- polarizations are nearly identical with the transmission peaks located at approximately 3.11 and 3.14 THz, respectively. Displacement of one of the beams
of the cross is signified by a strong modification of the transmission spectrum for the _e_-polarization, including the appearance of a new transmission peak >4 THz, whereas the
transmission spectrum for the _o_-polarization remains practically unchanged. The transmission peak moves from 3.11 to 2.73 THz, when the beam displacement changes from _S_=0 to 5 μm. See
more detail on variation of dichroism in Supplementary Figs S7–S9. Anisotropy of the metamaterial was also characterized by measuring the differential phase retardation Δ_Φ_=_Φ_e−_Φ_o and
transmitted power ratio _T_e/_T_o for _e_- and _o_-polarized waves as functions of _S_ (see Fig. 4). Large phase changes of the transmission are observed at the frequency regions highlighted
by grey colour as shown in Fig. 3a–f, where the transmission powers are bounced from the minimum to the maximum. Here the incident frequencies are fixed at 3.0 and 4.6 THz, which are the
transmission peak frequencies at _S_=2.5 μm. However, large tunability of optical anisotropy of both 3.0- and 4.6-THz incidence is observed either at 0 μm<_S_<1 μm or 4 μm<_S_<5
μm, when the gap between the movable beam and the fixed part is significantly small as shown in Fig. 4. The optical anisotropy is changed abruptly, when the movable beam is disconnected from
the fixed ones. For _f_=3 THz, the phase difference is not sensitive to the shift distance _S_ in the range from 1 to 4 μm. At the same time, the anisotropy monotonically increased at the
high frequency of _f_=4.6 THz as shown in Fig. 4b. The anisotropy is more sensitive to the shift distance _S_ at 4.6 THz than that at 3.0 THz. The tuning of the anisotropy depends on the
variation of the dipole resonance mode of the Maltese cross, which is shown in Fig. 5. The transmission ratio variation (_T_e/_T_o) is approximately 1 and 1.2 for _f_=3 and 4.6 THz,
respectively. The effective refractive index of the Maltese-cross metamaterials is derived by fitting the measured transmission spectra with the Fresnel equations36. The differences between
the effective refractive indices of _o_- and _e_-polarized incidence are shown in Supplementary Fig. S9, which shows the same trend as the phase differences shown in Fig. 4. ORIGIN OF THE
TUNABLE OPTICAL ANISOTROPY The numerical analysis of the Maltese-cross structure without the substrate shows the dipole resonances of the surface current as shown in Fig. 5b–g, which result
in transmission dips in the spectra. For example, when S=2.5 μm, the dipole resonance at 5.94 and 9.85 THz (Fig. 5a) can be mapped to the two Fano resonance dips as shown in Fig. 3c. The
existence of the substrate has two effects. One is shifting the resonance dips to low frequencies, which is due to the permittivity difference between air and silicon substrate37. The other
effect is leading to Fano-type resonance profile, which is due to the coupling between the dipole resonance modes of the Maltese cross and the Fabry–Pérot mode of the substrate38. The
resonance frequency shifts shown in Fig. 3a are mainly due to the resonance features of the Maltese-cross design. Because the influence of the substrate does not change with the
reconfigurations of the cross, we can conclude that spectral changes observed with the movements of the beams are due to the changes in the dipole resonance of the cross pattern. When the
Maltese cross has a four-fold symmetry, the surface current is resonant between two opposite beams of the Maltese cross, which are parallel to the incident electric field, as shown in Fig.
4b. The other two beams have trivial effect on the dipole resonance. Therefore, the shifting of the Maltese-cross beam has trivial effects on the resonance modes when the movable beam is
perpendicular to the incident electric field (_o_-polarization). Considering the _e_-polarized incidence, however, the changing of the symmetry has vital effects on the dipole resonance
modes due to the structural change of the beams, where most of the induced surface currents are concentrated on. This explains the difference between _e-_ and _o_-polarized incidence of the
transmission spectra as a function of shift distance _S_, which is shown in Fig. 3. The tuning of the anisotropy can also be explained by the change of the resonance mode of the Maltese
cross when the movable beam is actuated. At low frequencies, the surface current cannot go to the movable beam, which is disconnected from the remaining parts of the Maltese cross. The
surface current is mainly concentrated at the fixed beam parallel to the incident electric field. This beam is weakly coupled to the two perpendicular beams. Therefore, the change of the
shift distance _S_ has small effects on the resonance mode of the Maltese cross, which explains the small variation of the optical anisotropy, when _S_ is in the range from 1 to 4 μm under
3.0-THz incidence (Fig. 4a). At high frequencies, the surface current is mainly concentrated at the movable beam and has a π phase difference from the incident electric field. Therefore, the
surface current resonance is mainly induced by the capacitance coupling between the fixed and movable beams of the Maltese cross. This capacitance is a strong function of the shift distance
_S_. Therefore, the resonance mode of the Maltese cross is a strong function of the shift distance _S_, which explains the rapid tuning of the anisotropy, when _S_ is in the range from 1 to
4 μm under 4.6-THz incidence (Fig. 4b). There is an abrupt resonance mode change at both low and high frequencies when the movable beam is being disconnected from the fixed parts, which
explains the abrupt anisotropy change observed either at 0 μm<_S_<1 μm or 4 μm<_S_<5 μm for both incident frequencies as shown in Fig. 4. INSERTION LOSS OF THE TUNABLE
METAMATERIAL The insertion loss of the tunable metamaterial consists of three parts, the ohmic loss due to the electron resonance within the metal structure, the reflection and the
scattering loss of the imperfect surface and edge. In the experiment, the total insertion loss can be measured by monitoring the output transmission versus the source. Figure 6a shows the
transmission and absorption spectra under the shift distance _S_=0.5 μm. Peak 1 and Peak 2 represent the transmission peaks, when the shift distance _S_ is in the range from 0 to 5 μm, at
low- and high-frequency region, respectively. The transmission peak and absorption peaks are staggered in the frequency domain, which is similar at different shift distance _S_. Therefore,
the ohmic loss is maintained under 12% at low-frequency region and 6% at high-frequency region. The ohmic losses of the transmission peaks under different shift distances _S_ are shown in
Supplementary Fig. S8. The transmission peaks in high-frequency region have lower ohmic absorption because of the rapid decaying of the absorption profile at high-frequency region. The
measured total insertion losses of the tunable metamaterial for Peak 1 and Peak 2 are shown in Fig. 6b. The symbols and lines show the experimental and numerical results, respectively. The
differences of the experimental and numerical results are approximately 1 dB, which is due to the misalignment, surface roughness and edge scattering of the tunable metamaterial. DISCUSSION
The breaking of the Maltese-cross symmetry results in the splitting of the two parallel Maltese-cross beams and, subsequently, two different resonators, which can be excited by the
_e_-polarized incidence. The breaking of the Maltese-cross symmetry splits and tunes the resonance modes of the _e_-polarized incidence but has minor effects on the _o_-polarized incidence
with the electric field perpendicular to the mirror symmetry axis, which is unaltered during the tuning. The Maltese-cross metamaterial is tuned between positive anisotropy, negative
anisotropy and isotropy states by actuators using microelectromechanical systems, which have promising applications such as waveplates, birefringent filters and light modulators. METHODS
FABRICATION PROCESSES The structures of the tunable metamaterial are fabricated on a silicon-on-insulator wafer by using the deep reactive ion etching processes39,40. Figure 2a shows the
overview of the micromachined tunable metamaterial imaged by using the scanning electron microscopy. Two identical micromachined comb drive actuators driven by the electrostatic force are
placed on both sides of the unit cell array. Each actuator provides bidirectional in-plane translation (along the _x_ direction) following the actuation relationship Δ_x_ = _AV_2, where Δ_x_
is the displacement, _V_ the actuation voltage and _A_=0.05 μm V−2 is the actuation coefficient. The displacement of the actuator can be monitored by using vertical microscopic system. The
actuation coefficient _A_ is derived by fitting the measured displacement–voltage curve. The actuation frequency can reach 10 kHz based on the dynamic measurement results of our previous
work40. Figure 2b shows a close-up view of the unit cells. The micro-ring unit cells are formed by patterning a 0.5-μm thick evaporated aluminium layer on the top of the structure layer. The
movable split rings are patterned on the central frame, which consists of many crossed narrow beams (2-μm width). The fixed split rings are patterned on the isolated anchors. Because each
anchor encloses a larger area of the underlying oxide layer than the frame, it needs much longer time to remove all the oxide under the anchor than that under the frame. Therefore, the
supporting frame is fully released and becomes freely movable, whereas the anchor remains fixed on the substrate by controlling the release time. EXPERIMENTAL SETUP Supplementary Figure S2
shows the experimental setup of the OPTP system used in the experiment. The terahertz probe pulse is generated by 35-fs pulses at centre wavelength of 800 nm with a repetition rate of 1 kHz
by using the air-plasma technique. The spectral range of the terahertz pulse is from 0.3 to 8 THz, which is detected by free-space electro-optical (EO) sampling with a 0.3-mm thick
<110> GaP crystal. The probe terahertz wave passes through the samples at normal incidence. The time domain terahertz signal is detected by the EO detector using a terahertz
time-domain spectroscopy (TDS) delay system. It should be pointed out that the pump-probe system of the OPTP, which is highlighted as a red dashed line, is not used during the experiment
because the Maltese-cross metamaterial is not tuned by laser pulses. Therefore, this OPTP system functions solely as a typical THz-TDS system in the experiment. The transmission spectra of
both amplitude and phase, as shown in Supplementary Figs S5 and S6, are derived by using the Fourier transform of the time domain signal from the EO detector and then normalized with the
source spectra. In Fig. 3, 20 equally spaced data points with the least mean-square error is chosen and compared with the simulation results. ADDITIONAL INFORMATION HOW TO CITE THIS ARTICLE:
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dual-shutter VOA. _J. Lightwave Tech._ 26, 569–579 (208). Download references ACKNOWLEDGEMENTS This work was supported by the Science and Engineering Research Council (SERC) of Singapore
with project Metamaterials Programme: Nanoplasmonics (Grant No. SERC 092 154 0098), the MOE Singapore (Grant MOE2011-T3-1-005) and EPSRC (UK) Programme on Nanostructured Photonic
Metamaterials. AUTHOR INFORMATION AUTHORS AND AFFILIATIONS * School of Electrical and Electronic Engineering, Nanyang Technological University, Singapore, 639798, Singapore W.M. Zhu &
A.Q. Liu * Institute of Microelectronics, 11 Science Park Road, Singapore 117685, Singapore, A.Q. Liu, G.Q. Lo & D.L. Kwong * School of Electrical and Electronic Engineering, ESIEE
Université Paris-Est, Paris, 93162, France T. Bourouina * Research Center for Applied Sciences, Academia Sinica, Taipei, 10617, Taiwan D.P. Tsai * Department of Physics, National Taiwan
University, Taipei, 10617, Taiwan D.P. Tsai * Institute of Materials Research and Engineering, 3 Research Link, Singapore 117602, Singapore, J.H. Teng & X.H. Zhang * Optoelectronics
Research Centre, Southampton, SO17 1BJ, United Kingdom N.I. Zheludev * Centre for Disruptive Photonic Technologies, Nanyang Technological University, Singapore, 639798, Singapore N.I.
Zheludev Authors * W.M. Zhu View author publications You can also search for this author inPubMed Google Scholar * A.Q. Liu View author publications You can also search for this author
inPubMed Google Scholar * T. Bourouina View author publications You can also search for this author inPubMed Google Scholar * D.P. Tsai View author publications You can also search for this
author inPubMed Google Scholar * J.H. Teng View author publications You can also search for this author inPubMed Google Scholar * X.H. Zhang View author publications You can also search for
this author inPubMed Google Scholar * G.Q. Lo View author publications You can also search for this author inPubMed Google Scholar * D.L. Kwong View author publications You can also search
for this author inPubMed Google Scholar * N.I. Zheludev View author publications You can also search for this author inPubMed Google Scholar CONTRIBUTIONS W.M.Z and A.Q.L. jointly conceived
the idea and prepared the manuscript. D.P.T. and T.B. assisted in the analysing and discussion of the results. J.H.T., X.H.Z., D.L. K. and G.Q.L. assisted in the experiment and fabrication.
A.Q.L. and N.I.Z. supervised and coordinated all the work. All authors commented on the manuscript. CORRESPONDING AUTHOR Correspondence to A.Q. Liu. ETHICS DECLARATIONS COMPETING INTERESTS
The authors declare no competing financial interests. SUPPLEMENTARY INFORMATION SUPPLEMENTARY INFORMATION Supplementary Figures S1-S9 (PDF 1373 kb) RIGHTS AND PERMISSIONS This work is
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and permissions ABOUT THIS ARTICLE CITE THIS ARTICLE Zhu, W., Liu, A., Bourouina, T. _et al._ Microelectromechanical Maltese-cross metamaterial with tunable terahertz anisotropy. _Nat
Commun_ 3, 1274 (2012). https://doi.org/10.1038/ncomms2285 Download citation * Received: 16 April 2012 * Accepted: 14 November 2012 * Published: 11 December 2012 * DOI:
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