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ABSTRACT Corneal transplantation is not invariably successful despite the anterior chamber of the eye being an immunologically privileged site. Inflammation erodes privilege. Other than by
reducing inflammation through meticulous surgery, careful postoperative surveillance, and effective topical corticosteroids in the postoperative phase, there is little that a surgeon can do
to improve the outlook for the majority of patients receiving corneal transplants. For patients at appreciable risk, HLA Class I matching may help where it is available. So too will systemic
immunosuppression where it can be justified. Despite these measures, the results of corneal transplantation have not shown the improvement seen in solid organ transplantation over the last
30 years. New approaches applicable to corneal transplantation are required. INTRODUCTION Corneal transplantation is often thought of as being highly successful because the cornea and
anterior chamber of the eye are privileged sites. In some experimental situations, a normal cornea grafted into a normal cornea will survive indefinitely. Unfortunately, in clinical
practice, normal corneas are not grafted into normal recipient beds. The closest a clinician comes to this is grafting someone for keratoconus or stromal dystrophy. In these cases, graft
survival is almost invariably prolonged. However, many patients requiring a corneal graft have acquired corneal conditions and for this group of patients, prolonged graft survival occurs
less frequently. In Australia, only 31% of corneal grafts are performed for keratoconus and less than 1% are carried out for stromal dystrophies.1 The majority of corneal transplants are
carried out for acquired corneal conditions. In patients with acquired corneal disease, immunological privilege is eroded. Erosion of corneal privilege leaves the graft prone to allograft
rejection, the commonest reason for corneal graft failure. The degree of erosion of privilege is related to the nature of the underlying disease. In some conditions and circumstances, the
erosion of graft privilege and the tendency to allograft rejection is such that graft failure is almost inevitable. In others, the erosion is much less and prolonged graft survival can occur
but is not invariable. A comprehensive evaluation of the clinical factors associated with a higher risk of corneal graft failure is made in the regular reports of the Australian Corneal
Graft Register and assessed by multivariate analysis.2 The clinical factors shown to be related to the risk of corneal graft failure are presented in Table 1. Those for whom the chance of
prolonged survival is reduced are considered high-risk patients. Just how this high-risk group is defined depends on how high one wishes to put the bar. Any patient having a graft for an
acquired condition is at a higher risk of failure compared to someone having a graft for keratoconus. This risk is much higher if the recipient cornea has recently been inflamed, is inflamed
at the time of surgery, or subsequently becomes inflamed. There is some debate as to what constitutes a high-risk corneal graft. This is evident from the criteria used to admit patients to
treatment trials where there is considerable variation in the criteria used. For the purposes of this discussion, we have adopted an arbitrarily determined categorization that we use in our
clinical practice. It is based on consideration of factors shown to be associated with graft survival in the Australian Corneal Graft Register and presented in Table 2. A distinction must be
made between a high-risk graft and a patient at high risk. A high-risk graft is one that is likely to fail. The risk faced by a patient is a more complicated consideration because for a
patient the concept of risk entails not only the probability of a complication occurring but the consequence of its occurrence. For this reason, one-eyed patients are at a higher risk from
eye surgery than binocular patients. One also has to take into account the consequences of any treatment other than the surgery. Some treatments that may be used for patients with high-risk
corneal grafts, such as systemic immunosuppression, come with significant risks. The management of patients needing corneal transplantation is therefore determined by an assessment of the
benefits of a successful outcome, of the risk of graft failure, and the potential consequences of any supporting therapies that might be considered. IMMUNE PRIVILEGE AND THE CORNEAL
ALLOGRAFT RESPONSE Inflammation in the recipient graft bed, or subsequently in the graft, erodes graft rejection and predisposes to allograft rejection and graft failure. An appreciation of
how inflammation erodes corneal privilege and mechanisms of corneal allograft rejection is required as a basis for proposing strategies to decrease the impact of immunological rejection on
graft survival. A number of factors contribute to immunological privilege in the cornea and anterior segment of the eye. * 1 _The blood–eye barrier_. The normal cornea is somewhat remote
from the intravascular space. Only the most peripheral cornea is directly dependent on circulation for nutrition and respiration. The central cornea relies on the tear-film and the aqueous
humour for its maintenance. The aqueous is supported by the vascular iris, but there is no free exchange between the intravascular space and the aqueous. The constituents of the aqueous get
there by a process of active secretion. This separation of the ocular tissues and the intravascular space is referred to as the blood–eye barrier.3,4,5 * 2 _Absence of blood vessels and
lymphatics._ The normal cornea is devoid of blood vessels and lymphatics. The absence of blood vessels and lymphatics interferes with both the afferent and efferent arm of the immune
response.6,7,25 * 3 _Modest expression of HLA._ There is some Class I expression on epithelial cells, stromal keratocytes, and corneal endothelial cells. There is also modest Class II
expression on Langerhans cells in the peripheral epithelium and interstitial dendritic cells in the peripheral stroma.8 ABO antigens are present on epithelial cells.9,10 Transplantation
experiments in rats demonstrate that it is the minor antigens that are important in the corneal allograft response rather than Class I or II. * 4 _Scarcity of antigen processing cells_. The
normal cornea contains few mature cells capable of presenting antigens to the host immune system. There are Langerhans cells in the epithelium11,12 and interstitial dendritic cells in the
peripheral cornea,13,14 but very few become involved in the operative field with conventional corneal grafting. * 5 _Constitutive expression of Fas-ligand (CD95L)._ Only privileged sites
constitutively express Fas-Ligand. The presence of this entity promotes apoptosis in cells bearing Fas, such as immunocytes.15,16,17 * 6 Immunosuppressive cytokines in aqueous humour, for
example, transforming growth factor TGFb,18,19 alpha-melanocyte-stimulating hormone _α_MSH,20 and vasoactive intestinal peptide VIP 21 present in normal aqueous humor. * 7 _Anterior
chamber-associated immune deviation._ Antigens introduced into the anterior chamber of the eye produce antigen-specific suppression of delayed hypersensitivity.22 Some of these factors that
contribute to the immune privilege in the anterior eye are altered by inflammation. Inflammation breaks down the blood–eye barrier. An increase of the leakiness of blood vessels is a
fundamental aspect of inflammation. Any inflammation in the anterior segment of the eye results in egress of cells and proteins into the extravascular space.23,24 Chronic inflammation can
result in the development of new blood vessels and lymphatics.25 The presence of new vessels in the cornea is easily seen clinically and is associated with an increased risk of corneal
allograft rejection.26 There is also an increased expression of HLA antigens in the cornea under inflammatory conditions.27,28 In addition, there is an accumulation of bone-marrow-derived
cells in the cornea with inflammation.22,25 These cells may persist for many years after an inflammatory event. Perhaps the cornea always has higher cell counts after inflammation and never
returns to normal. The number of bone-marrow-derived cells in the recipient cornea is related to the probability of corneal graft failure from rejection.29 When corneal graft privilege is
sufficiently eroded, allograft rejection can occur. There is little a clinician can do to maintain corneal privilege other than suppress inflammation. This is made possible by reducing
corneal trauma to a minimum, by exemplary microsurgical technique, prompt attention to episodes of intercurrent inflammation such as blepharitis or loose sutures, and the use of
anti-inflammatory medication, particularly topical corticosteroids. MECHANISMS OF CORNEAL ALLOGRAFT REJECTION An idealized model of allograft rejection can be constructed from clinical
observations and experimental inferences. The process has some important differences from other organ systems. Both major and minor transplantation antigens seem capable of providing the
starting point for the corneal allograft response.30 It is the bone-marrow-derived cells, the interstitial dendritic cells, that process alloantigens and present them to the host immunocyte.
This occurs in the ocular environs and local lymph nodes.31,32 The second step in the afferent arm of the corneal allograft response is T-cell activation. This occurs when a foreign protein
has been digested in fragments within a phagocytic cell and presented on the cell surface in conjunction with host HLA molecules to a host naive immunocyte. Once activated, an immunocyte
can take on a number of activities related to immunity, such as regulation of immune responses, delayed-type hypersensitivity reactions, and specific lysis of cells. One of the activities of
T lymphocytes is the promotion of clonal expansion. Clonal expansion occurs in draining lymph nodes, and for the cornea the relevant nodes are in the face and the neck.32 The efferent arm
of the corneal allograft response is directed at all components of the cornea, but the endothelial cell monolayer is the most susceptible.33 It has limited capacity for repair. Cell damage
occurs as a result of mechanisms specifically aimed at cells bearing nonself antigens and through nonspecific mechanisms. A summary of the relevant aspects of the corneal allograft response
is presented in Figure 1. Since it is not possible to specifically enhance corneal privilege—only generic strategies to minimize inflammation are practical—surgeons are left with abrogating
the corneal allograft response as the only feasible approach to improve the outlook for patients having high-risk corneal grafts. There are only limited options for achieving this:
minimizing inflammation, reducing relevant immunogenetic differences between donor and host by antigenic matching, and by suppressing host immunoreactivity. STRATEGIES FOR DECREASING THE
EFFECT OF THE CORNEAL ALLOGRAFT RESPONSE EFFECTIVE ANTI-INFLAMMATORY MEASURES Effective microsurgery can reduce postoperative inflammation and so too can the use of topical anti-inflammatory
measures. The time-honoured way of achieving this is with topical corticosteroids. Anecdotal reports suggest that the outcome of corneal transplantation improved dramatically with the
introduction of these agents in the 1960s. Unfortunately, the optimal dose of topical steroids for patients having corneal grafts has not been agreed upon and there is considerable variation
in the way clinicians use these drugs. The unexpectedly good results reported in the Collaborative Corneal Transplantation Study (CCTS)34 in both the antigen-matched and control group have
been attributed to the high doses of topical corticosteroids used in the postoperative period.35 This was considered to be higher than used by most surgeons in their routine practice. Even
when topical corticosteroids are used at close to the maximal tolerated dose, they are only partially effective. The rejection rates for high-risk patients remain unacceptably high despite
high doses of topical corticosteroids. HLA MATCHING There is argument about the place of conventional HLA matching for corneal transplantation, particularly since the unexpected findings of
the CCTS.34 The results of this study have been controversial. They reported no advantage from Class I and II matching but a benefit from ABO matching. These findings for Class I and II
matching contradict earlier studies. This has been attributed to a number of factors, including the high doses of topical corticosteroids used in the postoperative period and insufficiently
accurate tissue typing. The benefit seen with ABO matching is real, surprising, and worthy of further investigation. Despite the findings of the CCTS the weight of evidence from published
studies suggests a modest effect for Class I.35,36,37,38,39 The effect of Class II matching is more equivocal and there are reports to suggest an inverse response as well as a beneficial
response.40,41,42,43 (An inverse response is not completely unexpected since indirect presentation of antigen, as occurs in the corneal allograft response, is Class II restricted.) There is
also experimental evidence that minor antigens are relatively more important than in other forms of clinical transplantation. However, even if the modest benefits of matching are to be
pursued, the logistics of achieving acceptable matches is complicated and time consuming. For many patients, the prolonged waiting time for a matched graft is unacceptable considering the
limited benefits from the process. SYSTEMIC IMMUNOSUPPRESSION Although systemic immunosuppression is widely used in other forms of clinical transplantation, there are only limited reports of
the effectiveness of this approach for corneal transplantation. The most convincing study demonstrated enhanced graft survival in patients who received systemic cyclosporin for a year
compared to groups that received it for only 4 months and a third group that did not receive cyclosporin at all.44,45 Although no major side effects were reported in this study, our
experience is that virtually all patients who receive systemic immunosuppressive doses of the drug develop some drug-related complication. There is the risk of developing potentially
overwhelming infection, even with short-term use, and there is the issue of neoplasia, particularly with long-term administration. Skin and hair changes are common, so too is hypertension.
With long-term therapy, nephrotoxicity is troublesome. There are no large studies to support the use of antiproliferative agents along with systemic cyclosporin, an approach used widely in
solid organ transplantation. Despite the lack of hard evidence, we prefer this approach. The combination of a calcineurin blocker (cyclosporin or FK506) and an antiproliferative agent
(azothioprine or mycophenolate) is widely used in transplantation and has been shown to be more effective than cyclosporin alone. There is no particular regimen that has been shown to be
preferable for patients with high-risk corneal grafts. Nor has the period of time required for immunosuppression to maximize graft survival been determined. Our policy has been to use the
same regimen that is used for essential organ transplantation in our institution. This facilitates prescribing as well as efficacy and toxicity surveillance. We use cyclosporin and
azothioprine or mycofenolate for 1 year unless the drugs are poorly tolerated. It must be emphasized that the documented risks associated with this approach are not acceptable for many
patients having corneal transplants. Since the consequences of complications of immunosuppression may be life threatening, this approach is only acceptable for patients who are blind for the
want of a functioning graft and are prepared to risk a potentially fatal outcome to achieve an improvement in vision.46 A summary of the options available to surgeons managing patients with
high-risk corneal transplants is presented in Table 3. TREATMENT OF CORNEAL ALLOGRAFT REJECTION—GRAFT RETRIEVAL Many grafts that are subjected to an allograft response are lost. For those
who recover, the prospects for long-term survival are reduced.1,2 Rejection episodes are significant events in the life of a graft, and demand prompt attention and effective treatment. It
has been shown that corticosteroids, delivered as an intravenous pulse, retrieve more rejection episodes than oral steroids. Whether this form of treatment reduces the tendency for
subsequent rejection is unknown.47 NOVEL APPROACHES TO IMMUNOMODULATION Antibody-based therapies have an established place in most branches of clinical transplantation, but have not found a
place in corneal transplantation to date. Heterologous antilymphocyte serum or globulin has been used for essential solid organ grafts for many years. More recently, monoclonal antibodies
have been used. OKT3 is used for the treatment of allograft rejection in solid organ transplantation. This approach has not found a place in the treatment of corneal allograft rejection
although one group has reported the use of monoclonal antibodies administered by injection into the anterior chamber of the eye.48,49 More recently, there have been anecdotal reports of
monoclonal antibodies, CAMPATH-1H (anti-CD52)50,51 and anti-CD25,52 given systemically to successfully suppress clinical corneal allograft rejection. As promising as these developments are,
they bring with them the limitations of systemic administration and systemic side effects. Desirable attributes of any novel therapies for corneal transplantation include increased
specificity of immune suppression and local administration. To achieve this, any proposed interference with the allograft response should be proximal in the afferent limb—at the point of
antigen processing and generation—with the hope of achieving suppression of the response to only the relevant alloantigens. Local administration of therapeutic agents as eye drops would also
convey advantage. Local administration limits toxicity to the point of application, and there are the additional advantages of ease of administration and low cost. Two developments that
show promise of satisfying these requirements are the development of monoclonal antibody fragments directed at targets in the immune system53 and the use of gene therapy to modify the
allograft response by influencing cytokine production.54 CONCLUSION There is room for improvement in the outcome of corneal transplants, particularly for patients receiving grafts for
conditions other than keratoconus and stromal dystrophies. Corneal transplantation has not shown the steady improvements that have been seen in other branches of clinical transplantation
because the developments in clinical therapies that have brought about these improvements are not directly applicable to corneal transplantation. To achieve optimal results for corneal
transplantation, it is necessary to select cases carefully to ensure that patients have the greatest chance of improving their functional (binocular) vision at the least personal risk. For
the most part, this means avoiding corneal transplantation in patients who have normal vision in the contralateral eye. More heroic measures can be considered for patients who are blind but
for the need of a clear corneal graft. In all patients receiving a corneal graft, effective anti-inflammatory measures, and in particular the use of topical corticosteroids in the maximal
tolerated dose in the postoperative period, are mandatory. Matching for Class I antigens is also justified where the service is available and it is reasonable for the patient to wait the
time predicted to achieve a helpful match. In some patients, systemic immunosuppression is desirable. This is a small group of patients with clinical features indicating allograft rejection
is likely, who are in need of a clear graft to achieve functional vision, and who are fit and understand the implications of systemic immunosuppression. Even when all these measures are
possible, graft failure because of allograft rejection, and other nonimmunological processes, still occurs. More research and development is needed. Improvements in antigen matching,
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references AUTHOR INFORMATION AUTHORS AND AFFILIATIONS * Flinders Drive, Bedford Park, South Australia, Australia D J Coster & K A Williams Authors * D J Coster View author publications
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Correspondence to D J Coster. RIGHTS AND PERMISSIONS Reprints and permissions ABOUT THIS ARTICLE CITE THIS ARTICLE Coster, D., Williams, K. Management of high-risk corneal grafts. _Eye_ 17,
996–1002 (2003). https://doi.org/10.1038/sj.eye.6700634 Download citation * Received: 28 February 2003 * Accepted: 28 February 2003 * Published: 20 November 2003 * Issue Date: 01 November
2003 * DOI: https://doi.org/10.1038/sj.eye.6700634 SHARE THIS ARTICLE Anyone you share the following link with will be able to read this content: Get shareable link Sorry, a shareable link
is not currently available for this article. Copy to clipboard Provided by the Springer Nature SharedIt content-sharing initiative KEYWORDS * high-risk corneal transplantation * HLA matching
* immunosuppression * antibody engineering * gene therapy